Senior Compliance Testing Analyst executing independent testing of compliance controls at TD Bank. Collaborating with Compliance Monitoring and Testing Program Team on various testing engagements.
About the role
- Mid-Senior Level Associate specializing in fintech regulatory issues for technology companies. Advising on payments, banking law, and collaboration with financial regulators.
Responsibilities
- Advise technology companies on navigating legal, business and regulatory issues around payments
- Work on bank chartering or money transmission licensing
- Collaborate with the Corporate Regulatory group
Requirements
- Five (5) years of payments or banking law experience
- CA, WA or NY bar preferred, but not required
- Superior academic credentials
- Excellent oral, written, and interpersonal skills
- Experience with blockchain technology companies and cryptocurrency is a positive
- Experience working with financial regulators such as the OCC, CFTC, or state financial regulators is a plus
Benefits
- Healthcare
- Life Insurance
- Health Savings Accounts
- Flexible Spending Accounts
- Wellbeing
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Compliance Testing Manager at TD Bank responsible for independent testing oversight and QA. Leading compliance initiatives and providing expertise across projects and engagements.
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