Apprentice providing support in Compliance program implementation in digital banking. Engaging in regulatory assessment, due diligence, and internal compliance policies oversight.
Responsibilities
Provide support in the implementation and review of practices for the Compliance/Integrity program;
Support the development of awareness initiatives about Compliance culture and the review of policies that support the Compliance/Integrity program;
Assess new products and services, analyzing compliance and regulatory impacts;
Conduct compliance testing, issue and monitor action plans resulting from tests;
Review and monitor adherence to regulatory requirements, internal policies, and procedures;
Perform due diligence (suppliers / sponsorships / donations / partners), as well as ongoing monitoring for recertification of assessed suppliers;
Monitor the regulatory environment, identifying laws and/or bills (PLS) that impact the business; manage the Law Review Committee and follow up on actions arising from regulatory forums;
Prepare and present executive reports;
Assist in updating Compliance policies and manuals, and review internal manuals;
Support management with routine compliance activities.
Manager in Regulatory Affairs for APAC focusing on data integrity and compliance. Leading regional regulatory teams and improving processes in the pharmaceutical industry.
Regulatory Engineer supporting Boeing's telecommunications and spectrum policy interests. Collaborating with industry leaders and government bodies to advocate for regulatory strategies.
Group Environmental Compliance Manager at Babcock leading environmental assurance across a global organisation. Strengthening best practices in compliance, audits, and environmental management.
Assistant Manager, Regulatory & Pharmacovigilance in Hong Kong focused on managing regulatory submissions and ensuring compliance. Collaborating with cross - functional teams to maintain product lifecycles and oversee pharmacovigilance activities.
Overseeing compliance and enforcement programs at the City of Toronto. Leading development and implementation of strategies for effective enforcement and compliance outcomes.
Compliance Coordinator managing documentation and compliance for machinery at Ottobock. Collaborating with production and technical teams to maintain safety and regulatory standards.
Regulatory Reporting Manager at Kroo Bank responsible for prudential and regulatory reporting compliance. Collaborate with Treasury and develop reporting frameworks in a fast - growing environment.
Compliance intern supporting Deutsche Börse Group's compliance team in Singapore Branch. Assisting with regulatory compliance tasks and administrative duties for compliance operations.