Compliance Officer conducting onsite and remote branch examinations at Aviso Wealth. Join our dynamic team improving the financial well - being of Canadians through compliance oversight.
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Hybrid Manager, Process Management – Risk and Compliance for Experience Platforms
Posted 3 months ago
About the role
- Compliance Process Manager at Capital One enhancing compliance related risk management processes. Collaborating with product and tech leaders to implement improvements and support business initiatives.
Responsibilities
- Partner with product and tech leaders by leveraging a trusted advisor model to support business initiatives, issue management, process improvement, control testing and related risk assessment activities
- Develop a deep understanding of business strategies, products, services, and risk profile
- Implement improvements to reduce errors and make our processes more reliable and sustainable
- Ensure independent escalation of risk management gaps, issues, and concerns, including emerging risks and regulatory focus areas
- Consult on Risks across the first line of defense business partners providing advice and guidance as needed
- Participate in processes criticality assessments and process level assessments
- Manage multiple tasks independently to meet deadlines
- Partner as appropriate to communicate complex ideas concisely and convincingly, adjust communication to the audience and comfortable with presenting to executive leadership.
Requirements
- Bachelors Degree or military experience
- At least 4 years of experience in Staff management and training
- At least 4 years of experience in Organizational development and performance
- At least 4 years of experience in Budget management
- At least 4 years of experience in Project or process management
Benefits
- Comprehensive, competitive, and inclusive set of health, financial and other benefits that support total well-being.
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