Seek a Jurist / Volljurist for Datenschutz and Compliance at DLG e.V. providing legal support and consultancy with a focus on data protection and corporate law.
About the role
- Compliance Specialist managing business continuity and compliance testing for a fintech startup. Engaging with internal stakeholders and implementing a risk-based approach to compliance.
Responsibilities
- Establish and maintain business continuity oversight program and training in partnership with compliance leadership, business stakeholders and partner bank leadership
- Support the execution of the business impact assessment in partnership with business stakeholders
- Establish and enhance business continuity plan in consideration of critical business activities
- Monitor and facilitate the execution of business continuity testing and relative exercises with business stakeholders
- Coordinate with compliance and control partners to promote consistency in the application of the compliance program and best practices across the business
- Define test scope and scripts for assessment areas referenced within the annual testing schedule and business continuity plan, as applicable
- Perform control testing, document results and provide updates to the line of business, as necessary to ensure timely alignment with the annual testing schedule.
- Assist in managing issues identified within internal compliance testing and independent reviews that the business is subjected to
- Succinctly and clearly communicate complex fact patterns, underlying issues and recommended resolutions to others
- Execute necessary investigations and draft response for incoming complaints delivered through regulatory and BBB channels, as necessary
- Provide support for responding to regulatory inquiries and examinations
- Continuously determine and document risk exposure, mitigation and valuable controls related to new/ongoing processes, products/services and relative program documents/communications
- Other duties, as assigned
Requirements
- At least 5+ years of experience in audit, compliance, risk management or business continuity planning
- At least 5+ years of experience supporting, partnering and interacting with internal business stakeholders
- Experience translating complex ideas and data into clear, engaging narratives across multiple formats to key stakeholders
- Understanding of compliance or risk management principles and interest in strengthening subject matter expertise across multiple compliance areas.
- Ability to work independently on complex assignments with strong analytical skills, attention to detail, and the ability to interpret regulatory information
- Strong time management, organizational, and prioritization skills, with the ability to complete multiple concurrent tasks within close deadlines and a high degree of accuracy and detail
- Ability to navigate ambiguity in a fast-changing environment, being hands-on and going beyond direct job responsibilities to help achieve success
- Desire to be a reliable partner that collaborates with multiple business stakeholders across multiple lines of business
- Excellent research and communication skills
Benefits
- Positive, inclusive, supportive culture cheering you on your journey
- We work with very new technologies and architecture patterns
- We provide learning and development budgets to help you grow and bond with your team
- Able to work from the office 3+ days per week
- Offices in NYC, India, and Colombia
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Compliance Analyst at Broadridge supporting risk and control for Investor Communication Solutions. Managing audits, investigations, and internal controls in a hybrid work setting.
Electrical Regulatory Manager leading regulatory strategy for new electrical projects at P&G. Collaborating with international teams to ensure compliance and influence regulatory landscapes.
Alcohol Compliance Supervisor at Jiffy Lube Live ensuring responsible service of alcohol. Supervise event employees, uphold compliance with alcohol service guidelines and interact with guests for satisfaction.
GRC Risk Analyst at Tanium conducting compliance assessments and developing risk management policies. Collaborating with stakeholders to ensure adherence to regulatory requirements and industry standards.
Executive Director leading firm - wide Compliance Risk Assessment program for SMBC Group in financial services. Managing CRA process and collaborating with regulatory stakeholders.
Senior Product Environmental Compliance Specialist leading compliance initiatives in Stryker's Endoscopy division. Driving regulatory strategy and cross‑functional alignment in a hybrid role.
Payments RCA Professional at U.S. Bank focused on operational loss reporting and risk management compliance. Collaborating across teams to ensure timely and accurate reporting and process improvement.
Compliance Representative managing risk and compliance under U.S. Bank's financial services. Involves collaboration across various teams and addressing policy violations and customer complaints.
Corporate Compliance Analyst supporting the development of a global compliance program at Vantage Data Centers. Engaging in risk assessments, training, and compliance monitoring to drive process improvements.