Senior Digital Risk Advisor managing digital risk governance and controls within Swiss Re’s Corporate Solutions unit. Collaborating with stakeholders and ensuring effective risk and control activities.
WF
Hybrid Vice President, Lead Business Accountability Specialist – Electronic Trading Risk Management
Posted 2 months ago
About the role
- Lead Business Accountability Specialist for Electronic Trading Risk Management at Wells Fargo. Evaluating risks, overseeing controls, and guiding automated trading strategies while ensuring compliance.
Responsibilities
- Evaluate risks related to electronic trading, including market impact and disorderly trading prevention
- Oversee front-office execution controls, including thresholds, processes, and procedures
- Lead enhancements to the electronic trading control framework and associated governance programs
- Monitor real-time alerts and alarms tied to execution controls and respond to incidents
- Coordinate and present at supervisory and governance forums
- Support regulatory inquiries, internal reviews, and remediation efforts
- Provide risk guidance and approval for new automated trading strategies and initiatives
- Partner with Technology to oversee change management and mitigate technology-related risks
- Contribute to operational risk activities such as RCSA, scenario analysis, and event QA
- Perform periodic reviews of algo testing, kill switches, stress testing, and capacity controls
Requirements
- 5+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- Experience in Electronic Trading, IT, or Quantitative roles within investment banking or asset management
- Familiarity with equities and fixed income market structure, regulation, and electronic trading risks
- Proven ability to work with complex datasets and deliver technical solutions
- Experience with regulatory-driven remediation programs and governance frameworks
- Strong communication skills and ability to influence across senior stakeholders
- Python, Tableau, KDB (beneficial but not required)
- Strong understanding of risk and control frameworks (e.g., RCSA, RMF)
- Experience managing regulatory audits or inquiries
- Ability to work independently and escalate issues appropriately
- Experience navigating change in a complex, matrixed organization
- FINRA licensure experience is helpful, but not required
Benefits
- Health benefits
- 401(k) Plan
- Paid time off
- Disability benefits
- Life insurance, critical illness insurance, and accident insurance
- Parental leave
- Critical caregiving leave
- Discounts and savings
- Commuter benefits
- Tuition reimbursement
- Scholarships for dependent children
- Adoption reimbursement
Job title
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Degree requirement
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