Compliance Examiner Business Lead at Freddie Mac conducting on - site examinations and ensuring financial activities align with laws. Engaging with financial institutions to enhance operational effectiveness.
About the role
- Specialist leading and executing management system audits in environmental compliance for BC Energy Regulator. Evaluating industry activities against established environmental legislative criteria and best practices.
Responsibilities
- Lead, plan, and execute management system or program-based audits to deliver the External Audit Program on time and within budget.
- Conduct audits by applying auditing standards.
- Developing and implementing individual audit plans that identifies the audit's purpose, timeline, scope and criteria.
- Gathering qualitative and quantitative objective evidence through administrative review and field reviews of operations.
- Collecting and analyzing data, documents and records.
- Interviewing.
- Prepare and distribute audit reports and annual internal and external publications.
- Identify non-compliance issues, monitor corrective action plans to resolution or work with enforcement officers, as necessary.
- Identify emerging risks and trends from completed audits, identify systemic challenges, opportunities for improvements.
- Oversee, implement, maintain, monitor, assess and enhance processes and procedures of the External Audit Program adhering to legislation, policy, standards, regulations, assurance and performance standards.
- Lead and/or manage audit teams, consisting of three to five participants, within the BCER across Divisions, and strategically leverage multi-disciplinary subject matter experts as required.
Requirements
- Undergraduate Degree or Technical Diploma in a relevant field such as Environmental Science, Biology, Engineering, Physical, or Resource Sciences and five (5) years of relevant experience including field auditing experience.
- Auditor certification is an asset.
- Demonstrated experience in terrestrial & aquatic ecology of BC & Alberta.
- Demonstrated experience in field-based measurement practices (sampling design, plot statistics, data-collection).
- Demonstrated experience in soils, vegetation inventories, stream classification and ecological site restoration.
- Demonstrated experience using a variety of research methodologies and working in program analysis, evaluation and/or measurement and developing reports.
- Demonstrated experience interpreting legislation, regulations and policy.
- Strong communication skills including external reporting.
- Experience conducting regulatory, performance or management system audits would be an asset.
- Experience in the theory and application of management systems (e.g. Safety, Environment, Quality, Safety and Loss, etc.) and management system standards (e.g. ISO 14001, ISO 9001, CSA Z662, CSA Z767) would be an asset.
- Knowledge of Oil and Gas Industry, including regulation and the role of Regulators in the oil and gas sector in Western Canada an asset.
Benefits
- The BCER operates under a Hybrid Office Model whereby employees work from both a home office and a designated BCER office location in order to support our mandate (eligibility may vary, depending on position).
- The BCER is proud to be an equal employment opportunity employer. We do not discriminate based on the protected grounds under the Human Rights Code. The BCER is committed to providing reasonable accommodations for the removal of barriers for qualified individuals.
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Compliance Professional supporting Freddie Mac's investment and ethics policies. Engaging with compliance risks and overseeing regulatory obligations to promote best practices.
Compliance Officer at Hewlett Packard Enterprise ensuring adherence to compliance regulations, managing AML programs, and conducting risk assessments. Driving compliance culture across markets and delivering training to employees.
Risk Manager at Cisco Capital ensuring regulatory compliance and effective risk management practices. Focus on safeguarding financial health and collaboration within an international environment.
Regulatory Reporting Specialist managing outsourced reporting service providers in Germany and Spain. Ensuring compliance with banking regulations and supporting audits and reviews.
Senior Analyst, OSS Compliance managing open - source software assets for The Hartford. Ensuring compliance and visibility into OSS usage as part of software asset management process.
Assisting partners at Clyde & Co with business inception processes and anti - money laundering procedures. Involves reviewing requests and conducting conflict checks within the firm's compliance framework.
Data Governance Implementation Analyst supporting implementation of Data Governance Operating Model for Compliance at BNY. Collaborating with business units to drive data quality standards.
EU Regulatory Affairs Manager overseeing regulatory activities across assigned products in pharmaceuticals. Ensuring compliance and collaboration within a dynamic team environment in Farnborough.
Compliance Advisor at Vanguard managing UK and Irish fund regulations and governance. Collaborating with teams to ensure compliance across product lifecycle and stakeholder relationships.