Consult with the line of business and enterprise functions on financial and regulatory reporting, controls, and oversight matters
Perform walkthroughs of business processes and classes of transactions to identify significant risks and key controls over financial and regulatory reporting
Plan, execute, or provide oversight for testing the design and operating effectiveness of key controls
Assess and monitor identified control issues
Communicate and provide consultation regularly with internal and external stakeholders over testing progress and identified issues
Provide coaching and mentorship to financial controls analysts and associates through control testing
Build relationships and collaborate with key stakeholders in the SEC and Regulatory Reporting internal control infrastructures
Assist with projects impacting the team, including identification of risks and consulting on controls for newly implemented processes and applications
Requirements
4+ years of Finance, Accounting, Analytics, Reporting or Business and Technology Audit experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Experience assessing, testing, and documenting financial and/or regulatory risks and controls.
Big Four public accounting experience.
Certified Public Accountant (CPA) or Certified Internal Auditor (CIA) designation.
Experience partnering with external auditors and IT audit teams on control matters.
Excellent verbal, written, and interpersonal communication skills.
Ability to take initiative, prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and matrixed environment.
Knowledge and understanding of regulatory agencies: Federal Reserve and OCC.
Experience in data management or governance, analytics, and/or AI integration.
Benefits
Health benefits
401(k) Plan
Paid time off
Disability benefits
Life insurance, critical illness insurance, and accident insurance
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