Senior Controls & Governance Advisor in Vanguard's Advice and Wealth Management Division. Develops business solutions and analyses to address potential risks while providing governance guidance.
Responsibilities
Provide controls and governance guidance, oversight, and assurance services to enterprise and divisional partners based on Vanguard’s enterprise risk and control standards.
Ensures the development and implementation of effective business controls.
Leads and manages the efficiency and effectiveness of controls and governance within the business.
Sets measurable goals and examines ways to raise standards, to increase quality and to improve overall business outcomes.
Measures departmental success in identifying and managing potential exposures and identifies and prioritizes control gaps or improvement opportunities and advises on appropriate control design and testing.
Leads and assists the business in the development, implementation and management of long-term control and governance strategies in accordance with department goals and objectives, enterprise policies and procedures, and the overall approach to managing uncertainty and potential tradeoffs.
Works with the business to establish effective controls and optimize process efficiency.
Uses expert industry best practice knowledge to design effective controls and makes recommendations for developing new mitigation strategies for the business.
Provides consultation, facilitation and analytical support to the divisional management team as new products, services, processes and procedures are developed to ensure tradeoffs are considered and business processes are properly controlled.
Develops and maintains strong relationships with enterprise and divisional clients to understand their ongoing needs.
Acts as a thought partner to the business on matters of control and governance.
Assesses the design of existing controls and make recommendations, leverages industry best practice for improvement as needed.
Understands enterprise frameworks and utilizes the core concepts when discussing potential exposures with the business.
Participates in special projects and performs other duties as assigned.
Requirements
Minimum of eight years’ related work experience
Undergraduate degree or equivalent combination of training and experience
Data Governance Analyst driving enterprise - wide data initiatives at AFL, a leading manufacturer of fiber optic solutions. Engaging stakeholders to enhance data quality and governance practices.
Risk, Environment, Safety & Health Director overseeing global compliance for manufacturing in Consumer Tissue. Driving safety culture and managing international risk and safety standards.
Corporate Governance Manager supporting the Lloyds Banking Group plc Board and its committees. Ensuring compliance with statutory and regulatory requirements, while promoting strong governance standards across the Group.
Lead communication and governance at Barclays, focusing on employee engagement and organizational culture. Drive strategic communications to support governance frameworks and operational effectiveness.
Developer for SAP Master Data Governance implementing solutions and processes to meet business needs at SEW - EURODRIVE. Collaborate with architects and solution owners in a hybrid work environment.
Application Architect managing SAP Master Data Governance system responsibilities and stakeholder coordination. Defining standards, implementing solutions, and guiding internal and external developers.
Risk Governance Specialist providing independent oversight and coordination in risk governance at Truist financial services. Collaborating with business units for effective strategy alignment.
Manager of Data Strategy & Governance at Merlin Digital Partner leading data strategy in hybrid role. Responsible for implementing data management frameworks and driving data culture in the company.
Data Governance Lead responsible for designing technology solutions for data management and governance at State Street. Collaborating across IT functions and delivering high - quality technology solutions.
Operational Insurance Specialist providing operational and administrative support for the Bank’s insurance program. Coordinating documentation, maintaining records, and ensuring financial activities related to insurance are timely and accurate.