Support the management, execution and continued improvement of the RCM function.
Legal & Regulatory Obligations Inventory: Support the maintenance and expansion of the Legal & Regulatory Obligations Inventory.
Reporting: Enhance and strengthen quarterly metrics and reporting; prepare and distribute quarterly metrics / reporting.
Regulatory Change Monitoring and Management: Support Legal Teams’ horizon scanning efforts; support Legal Teams’ analysis of applicability and impact of regulatory changes; support tracking of implementation of process/control changes and post-implementation reviews; provide advice and support on change management plans and execution as needed.
Program Administration: Perform QA of data on Regology and Archer platforms; refine approach and execute QA / validation of alert feed sources / keywords; assist with review of new content providers and horizon scanning workflow tools (as needed); support incident management for quarterly risk reporting; support stakeholder questions / management; support oversight of workflows to ensure that they are functioning properly; support policies and procedures drafting and maintenance; manage internal team documents and records; other project work.
Risk/Control and Data Mapping: Support LRO, risk and control mapping, including support with implementation of a vendor; support data mapping for Risk Assessments / RCSAs / Policies and Procedures.
Requirements
Track record of building programs / processes from the ground up; in particular experience building and executing regulatory change monitoring and change management programs / processes
Experience building out a legal / regulatory obligations library or exposure to the process
Working knowledge of laws, regulations, risk management practices for financial services
Track record of delivering work to a high quality standard
Hands-on involvement in developing and producing metrics and reporting
Strong written/verbal communication, critical thinking and problem-solving skills
Highly-motivated, analytical, organized, innovative and adaptive
Good presentation skills, multi-tasking capability, team-oriented, and a self-starter
Proven ability to work collaboratively with global partners in other functional units
Flexibility to work extended hours to meet deadlines, when necessary
Ability to work with limited direction from management
Expertise in PowerPoint/Google Slides and Excel/Google Sheets
Juris Doctor
Experience with and/or keen interest in cryptocurrency (Nice to haves)
Experience working at a law firm and as in-house counsel (Nice to haves)
Experience with or previous exposure to financial services regulators (Nice to haves)
Experience with project / vendor management (Nice to haves)
Experience with technology projects, including the development of business requirement documents (BRDs) and exposure to AI tooling (Nice to haves)
Benefits
bonus eligibility
equity eligibility
benefits (including medical, dental, vision and 401(k))
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