Hybrid Risk & Controls Associate

Posted last week

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About the role

  • Help design, build and implement a risk management framework
  • Lead ongoing identification, assessment, and measurement of material risks and key controls
  • Collaborate with Private Bank & Wealth Management teams
  • Engage with Broker Dealer and Bank leaders on incidents and issues
  • Coordinate risk management assessments of new products and services
  • Provide risk advisory and guidance to Business Process Owners / Advisors
  • Participate in Enterprise Risk and Compliance forums and socialize with Wealth Management Advisors
  • Ensure compliance with all Enterprise Risk management policies and standards
  • Prepare comprehensive reports communicating results of findings

Requirements

  • High School / High School Equivalency (GED, HiSET, TASC) / Foreign Equivalent
  • 4+ Years of risk and internal control (or similar) experience
  • Experience in Wealth Management products and services including Investment Management & Advisory, Insurance, Trust Advisory, and Fiduciary Advisory
  • Broker Dealer and/or Large Bank experience
  • Experience with Fiduciary Compliance obligations
  • Proven ability to lead and execute in change management environments
  • Experience in acquisition/integration environments
  • Undergraduate Degree (4 years or equivalent) preferred

Benefits

  • Medical insurance
  • Dental insurance
  • Vision insurance
  • Life insurance
  • Disability insurance
  • Comprehensive leave program

Job title

Risk & Controls Associate

Job type

Experience level

JuniorMid level

Salary

$84,878 - $140,049 per year

Degree requirement

High School Diploma

Location requirements

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