Merchant KYC Analyst at Trustly ensuring compliance through customer due diligence. Collaborating with various departments on regulatory requirements in a fast - paced environment.
About the role
- GFC Investigator performing end-to-end investigations in financial crimes. Handling Suspicious Activity Reports and partnering with multiple stakeholders to resolve issues.
Responsibilities
- Completes investigations while overseeing cases that meet or exceed closure and quality metrics
- Completes Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement
- Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations
- Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role
Requirements
- Minimum 5 years' experience in financial products & services
- 1 year experience with AML, Risk, or Compliance experience and/or knowledge of financial crimes typologies
- FINRA licenses including the SIE or Series 7 at minimum, or related experience
- Demonstrates an understanding of introducing broker and institutional Brokerage Services, and or alternative investments/large portfolio management
- Knowledge related to retail and/or institutional brokerage products and services and applicable compliance rules and regulations
- BSA knowledge relative to AML or Fraud
- Proficiency in Microsoft Excel / data analytics
- Self-starter capable of analyzing and reporting independently
Benefits
- Employees are eligible for an annual discretionary award based on their overall individual performance results and behaviors, the performance and contributions of their line of business and/or group; and the overall success of the Company.
- This role is currently benefits eligible.
- We provide industry-leading benefits, access to paid time off, resources and support to our employees so they can make a genuine impact and contribute to the sustainable growth of our business and the communities we serve.
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