Specialist in Regulatory Compliance supporting sustainability initiatives at FERI Group. Responsible for analysis, reporting, and development of sustainable finance products.
About the role
- Senior ERISA compliance professional guiding compliance strategies and mentoring colleagues in Retirement Plan Services. Acting as a thought leader in compliance for new services and product development.
Responsibilities
- Lead and develop ERISA compliance colleagues, fostering expertise and collaboration.
- Provide senior-level guidance on regulatory compliance to management, sales, and product teams.
- Analyze new and proposed legislation to recommend strategies and implementation plans.
- Partner with business leaders to review and approve new plan opportunities, ensuring compliance and risk alignment.
- Direct operational defect resolution, including corrective actions and voluntary correction program filings.
- Oversee plan restatements and amendments to ensure alignment with sponsor intentions and regulatory requirements.
- Act as a senior advisor and thought leader on new services and product development, ensuring compliance with ERISA and DOL regulations.
- Represent Retirement Plan Services on risk and compliance committees, driving informed decisions and influencing best practices.
Requirements
- Bachelor’s degree in Business, Economics, or related field required
- 12+ years of ERISA and qualified plan administration experience required
- Juris Doctor (JD) preferred
- Professional certifications such as CRPS, ASPPA, CEBS, or PRP preferred
- License to Practice Law preferred
Benefits
- Retirement savings including both 401(k) and Pension plans.
- Paid time off to volunteer in your community.
- Opportunities to connect with others through our diversity-focused Colleague Resource Groups.
- Competitive salaries with professional development and advancement opportunities.
- Bonus benefits including well-being programs and incentives, parental leave, an employee stock purchase plan, military benefits and much more.
- Personal banking, loan, investment and insurance benefits.
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