Vice President of Compliance & Regulatory Affairs leading compliance strategy for Cotulla Education. Supporting growth and regulatory compliance across multiple institutions and campuses.
About the role
- Control, Risk and Compliance Analyst at Desjardins ensuring compliance in the distribution of financial products. Collaborating with managers and stakeholders for risk management and operational analysis.
Responsibilities
- Serve as the senior compliance officer for the distribution of savings and investment products.
- Prepare reports and present them to the relevant bodies.
- Liaise with relevant Desjardins components.
- Manage activities related to operational risk, including risk and control self-assessment, the input of operational losses, the business continuity plan and information security.
- Monitor the internal control system.
- Ensure that supervisory controls are completed, and be responsible for execution quality.
- Complete certain supervisory controls.
- Help managers identify and implement corrective measures.
- Ensure that activities related to money laundering and terrorist financing legislation (PCMLTFA) are carried out.
- Comply with policies, practices and standards, as well as legislation governing the distribution of financial products and services.
Requirements
- Bachelor's degree in a related field
- A minimum of two years of relevant experience
- Knowledge of French is required
- Action oriented
- Business insight
- Complexity
- Customer Focus
- Differences
- Nimble learning
Benefits
- Competitive salary and annual bonus
- 4 weeks of flexible vacation starting in the first year
- Defined benefit pension plan that provides predictable, stable income throughout retirement
- Group insurance including telemedicine
- Reimbursement of health and wellness expenses and telework equipment
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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