Specialist in Regulatory Compliance supporting sustainability initiatives at FERI Group. Responsible for analysis, reporting, and development of sustainable finance products.
About the role
- Compliance Risk Testing Specialist developing and executing regulatory testing within a global team at State Street, focusing on compliance and controls monitoring.
Responsibilities
- Assist with process walkthroughs and design monitoring and testing activities for areas deemed to be of higher focus within a particular Compliance Risk
- Leverage the division’s methodology to independently identify and evaluate risk, determine control objectives and verify the extent to which State Street is meeting regulatory requirements
- Obtain and analyze evidentiary data as a basis for drafting an informed, objective opinion as to the adequacy and effectiveness of business controls or whether a regulatory obligation has been breached
- Maintain thorough and well-organized workpapers to support the work executed, including evidence of exceptions identified
- Contribute to drafting Executive Result Summaries in accordance with internal standards to clearly communicate results, risks, and key issues
- Maintain current knowledge of regulators’ focus areas, recent enforcement actions, and industry practices generally
Requirements
- Bachelor’s degree (or equivalent)
- Relevant work experience in a corporate testing or audit function within the financial services sector
- Experience with Asset Management, Asset Services, Custodian banking and US & European banking regulatory landscape preferred
- CPA, CIA, CISA or other applicable certification preferred
- Verbal and written fluency in English.
Benefits
- Flexible work arrangements
- Professional development opportunities
- Paid volunteer days
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Graduate role in Internal Audit & GRC services at PwC, supporting organisations in regulatory compliance and risk management. Assisting with data analysis, process mapping, and client engagements.
Export Control / Trade Compliance Officer ensuring customs compliance with Australian and U.S. laws. Advising on trade compliance issues and solutions across various projects and teams.
Vice President of Compliance & Regulatory Affairs leading compliance strategy for Cotulla Education. Supporting growth and regulatory compliance across multiple institutions and campuses.
Compliance Officer with focus on AML and compliance tasks at Schulz & Cie. Consulting. Conducting audits, transaction monitoring, and managing regulatory issues in financial services.
Lead compliance and risk management at Thndr Securities Brokerage, ensuring regulatory adherence and overseeing compliance operations. Collaborate with teams to mitigate risks and educate on compliance programs.
Key contributor in Integrated Resource Planning at Duke Energy. Prepare executives for regulatory testimonies on future energy demands and regulatory compliance.
CMC Regulatory professional managing regulatory compliance activities for veterinary biological products at Zoetis. Supporting development and inspections for the new GMS Atlanta site with FDA and USDA expectations.
Compliance Associate supporting Fidelity's Asset Management Compliance operations through various responsibilities in financial services. Engaging in problem - solving and maintaining organizational compliance while collaborating with multiple departments.
CMC Regulatory professional at Zoetis preparing regulatory documentation and ensuring compliance with FDA and USDA regulations. Managing facility documents and participating in cross - functional project improvements.