Hybrid Compliance Risk Testing Specialist, Officer

Posted 2 weeks ago

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About the role

  • Assist with process walkthroughs and design monitoring and testing activities for areas deemed to be of higher focus within a particular Compliance Risk
  • Leverage the division’s methodology to independently identify and evaluate risk, determine control objectives and verify the extent to which State Street is meeting regulatory requirements
  • Obtain and analyze evidentiary data as a basis for drafting an informed, objective opinion as to the adequacy and effectiveness of business controls or whether a regulatory obligation has been breached
  • Maintain thorough and well-organized workpapers to support the work executed, including evidence of exceptions identified
  • Contribute to drafting Executive Result Summaries in accordance with internal standards to clearly communicate results, risks, and key issues
  • Maintain current knowledge of regulators’ focus areas, recent enforcement actions, and industry practices generally

Requirements

  • Bachelor’s degree (or equivalent)
  • Relevant work experience in a corporate testing or audit function within the financial services sector
  • Experience with Asset Management, Asset Services, Custodian banking and US & European banking regulatory landscape preferred
  • CPA, CIA, CISA or other applicable certification preferred
  • Verbal and written fluency in English.

Benefits

  • Flexible work arrangements
  • Professional development opportunities
  • Paid volunteer days

Job title

Compliance Risk Testing Specialist, Officer

Job type

Experience level

Mid levelSenior

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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