Manager, KYC leading and developing a team providing oversight and expertise in regulatory guidance for TD's KYC programs. Managing client due diligence reviews and driving process improvements.
About the role
- Quality Associate supporting FIU teams in quality assurance for suspicious activity decisions. Responsible for ensuring compliance and aiding in investigation improvements while working virtually.
Responsibilities
- Provide support to FIU teams by performing quality assurance (QA) tasks related to suspicious activity decisions
- Work with FIU Supervisors and Investigators to uphold high investigation quality
- Assist Investigations team in process improvements, change management, and QA
- Partner with Quality leadership to develop a deep understanding of the investigation process
- Review Suspicious Activity Reporting decisions to ensure framework is appropriate
- Assess if supporting documentation is accurately captured and aligned with decisions
- Document activity that is out of compliance with BSA regulatory guidance and/or AML Policies and Procedures
Requirements
- High School Diploma, GED or equivalent certification
- At least 1 year of Microsoft Office or Google Suite experience
- At least 2 years of Anti-Money Laundering experience
- Bachelor's Degree or Military experience preferred
- 1 year of Quality Assurance experience or 1 year of Quality Control Audit experience preferred
- 2 years of Bank Secrecy Act (BSA) investigative experience preferred
- Association of Certified Anti-Money Laundering Specialists (ACAMS) certification preferred
Benefits
- comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
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