VP & Compliance Officer III responsible for compliance support at Open Bank. Delivering compliance testing and training while managing regulatory requirements in the financial sector.
About the role
- Compliance Associate coordinating state and federal regulatory examinations for Better Mortgage. Leading interactions and oversight within Regulatory Strategy & Operations team in a high-growth role.
Responsibilities
- Lead coordination of state and federal regulatory examinations, including multi-state and CFPB engagements
- Serve as primary day-to-day point of contact for regulators during examinations
- Manage document requests, data submissions, and examination timelines
- Prepare leadership for regulator meetings and examination calls
- Support and progressively lead regulator discussions based on performance and readiness
- Draft formal responses to examination findings, MRAs, and supervisory letters
- Develop corrective action plans in partnership with cross-functional stakeholders
- Track findings through remediation, ensuring timely and sustainable closure
- Validate effectiveness of implemented corrective actions prior to regulator submission
- Partner with Operations, Product, Legal, Secondary, and Reporting teams to gather documentation and root cause analysis
- Escalate emerging compliance risks and examination themes to senior leadership
- Maintain centralized tracking of open findings, remediation status, and regulatory commitments
- Support HMDA, Mortgage Call Reports (MCR), and other regulatory reporting efforts as needed
- Review reporting outputs for completeness and accuracy during examination cycles
- Provide regulatory interpretation support related to reporting inquiries
- Identify recurring examination themes and recommend structural process improvements
- Enhance documentation standards and regulatory readiness frameworks
- Contribute to strengthening overall compliance governance and oversight within RSO
Requirements
- Bachelor’s degree in Finance, Business, Law, or related field
- 3–5 years of experience in mortgage compliance, regulatory examinations, or supervisory engagement management
- Direct experience supporting or managing state and/or federal regulatory examinations
- Strong understanding of mortgage regulatory frameworks and oversight structures
- Demonstrated experience drafting examination responses and corrective action plans
- Strong project management and organizational skills
- Excellent written communication skills with the ability to draft regulator-ready documentation
- Ability to operate independently in a fast-paced, high-accountability environment
- Strong knowledge of the mortgage industry and mortgage lifecycle (origination, underwriting, closing, servicing)
- Experience interacting directly with state regulators, CFPB, or multi-state examination teams
- Exposure to HMDA (Regulation C) and Mortgage Call Reports (MCR)
- Experience tracking MRAs, supervisory findings, and remediation programs
- Familiarity with fintech or high-growth mortgage platforms
- Working knowledge of data analysis tools (SQL exposure advantageous but not required)
Benefits
- Day One Coverage – Your benefits begin on your first day, so you’re supported from the start
- Nationwide Medical, Dental & Vision Coverage – Comprehensive plans that travel with you, wherever you are
- Mental Health Support When You Need It – Immediate access to virtual therapy with licensed providers for you and your eligible dependents (ages 6+), with your first few visits covered at no cost!
- Health Savings Account (HSA) – Includes an employer contribution to help you plan for healthcare expenses
- Employer-Funded Dependent Care FSA – Support for childcare and/or dependent care costs
- Disability & Life Insurance – Provided at no additional cost to give you added peace of mind
- Flexible PTO – Time off when you need it, so you can recharge and focus on what matters most
- Extra Perks & Discounts – Including pet insurance, savings programs, and more to support life beyond work
Job title
Job type
Experience level
Salary
Degree requirement
Tech skills
Location requirements
Trust & Wealth Compliance and Reporting Specialist at Peoples Bank ensuring fiduciary compliance and reporting functionality. Collaborating with various departments to maintain regulatory readiness and proper reporting.
Compliance Manager overseeing Regulation E compliance risk management at Truist Financial Corporation. Leading a compliance program and collaborating with senior management and regulatory agencies.
IT Security Specialist combining security architecture with operational analysis at Trafikförvaltningen. Supporting modern public transport's IT security needs while ensuring compliance and risk management.
Director of Global Trade Compliance leading US trade compliance strategy for Smith+Nephew. Managing team and compliance with US import/export regulations and trade policies.
Regulatory Affairs Specialist at DentalMonitoring ensuring compliance for medical devices and managing regulatory strategies. Participating in quality compliance communications and documentation for market approval.
Managing Consultant ensuring compliance with environmental standards for California’s energy projects. Guiding client strategies and leading multidisciplinary teams for regulatory challenges.
NERC Compliance Lead Analyst ensuring compliance with North American Electric Reliability Corporation standards at AES. Supporting the development and implementation of compliance programs for reliable operation of the Bulk Electric System.
Compliance Associate supporting the delivery and evolution of compliance framework at Hayfin. Collaborating with teams firmwide to promote a strong compliance culture.
Regulatory Affairs Specialist generating regulatory submissions and managing compliance for medical device engineering projects at Teleflex. Ensuring adherence to FDA and Health Canada regulations with effective project timelines.