Working Student in Analysis & Regulation at Deutsche Börse Group supporting regulation and data services team. Collaborating on EU regulation projects and developing analytical frameworks.
About the role
- Senior Associate Compliance providing compliance support and monitoring across Vistra Fund Services in Guernsey. Engaging with stakeholders to promote compliance culture and ethical behavior.
Responsibilities
- Execute Compliance Monitoring Programme (CMP) reviews for VFSGL administered entities in line with internal policies, regulatory requirements, and agreed schedules.
- Prepare clear, accurate CMP reports and ensure timely review and sign off by the Compliance Officer and/or MLCO, as appropriate.
- Maintain accurate and up to date Management Information relating to CMP testing, findings, remediation actions, and recommendations.
- Track, monitor, and follow up on agreed action points to ensure issues are resolved within agreed timeframes.
- Support the promotion of a strong compliance and ethics culture by engaging proactively with colleagues and stakeholders across the business.
- Provide day to day compliance support and guidance to internal teams, escalating issues where required.
- Assist with ad hoc compliance projects, regulatory initiatives, and administrative tasks as needed to support the wider Compliance function.
Requirements
- A minimum of 5 years’ experience in a compliance role within a regulated financial services environment.
- Strong working knowledge of local regulatory legislation and regulatory expectations relevant to the Guernsey jurisdiction (or comparable offshore environment).
- Sound knowledge and practical experience of relevant laws, regulations, and regulatory frameworks applicable to regulated financial services entities.
- A relevant compliance, legal, risk, or other professionally recognised qualification (or working towards such a qualification).
- Membership of, or eligibility for membership of, a relevant professional body would be advantageous.
Benefits
- Health insurance
- Professional development opportunities
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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