Onsite Senior Compliance Officer

Posted 15 hours ago

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About the role

  • Sr Compliance Officer responsible for compliance risk management and customer complaints at Truist. Requires significant regulatory experience and a bachelor's degree.

Responsibilities

  • Conduct customer complaint review and drive resolution and remediation efforts
  • Coordinate and respond to regulatory requests for BD / RIA
  • Prepare and present root cause analysis and trend reporting
  • Lead and execute compliance risk management activities

Requirements

  • Bachelor's degree in Business, Economics, Finance, or Accounting
  • Eight years of financial institution experience
  • Five years of direct experience in compliance
  • Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance
  • Strong communication skills, both verbally and written

Benefits

  • medical, dental, vision, life insurance, disability, accidental death and dismemberment
  • tax-preferred savings accounts
  • 401k plan
  • 10 days of vacation
  • 10 sick days
  • paid holidays

Job title

Senior Compliance Officer

Job type

Experience level

Senior

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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