Sr Compliance Officer responsible for compliance risk management and customer complaints at Truist. Requires significant regulatory experience and a bachelor's degree.
Responsibilities
Conduct customer complaint review and drive resolution and remediation efforts
Coordinate and respond to regulatory requests for BD / RIA
Prepare and present root cause analysis and trend reporting
Lead and execute compliance risk management activities
Requirements
Bachelor's degree in Business, Economics, Finance, or Accounting
Eight years of financial institution experience
Five years of direct experience in compliance
Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance
Strong communication skills, both verbally and written
Benefits
medical, dental, vision, life insurance, disability, accidental death and dismemberment
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