About the role

  • Compliance Specialist providing high-quality compliance advice to the business while supporting various departments. Conducting audits and assisting with regulatory requirements to uphold corporate governance policies.

Responsibilities

  • Conducting thematic compliance audits and monitoring activities by reporting, compiling proposed actions and tracking in accordance with the compliance annual plan.
  • Assisting with supplier due diligence by assessing and evaluating supplier responses and associated risks
  • Compiling and preparing FCA reporting requirements and applications for approval / submission
  • Compiling training monitoring reporting
  • Reviewing financial promotions (marketing and advertising)
  • Developing compliance reporting and controls/mitigations
  • Assisting with development of annual regulatory board report
  • Supporting maintenance of the ISO 9001 Quality Management Standard
  • Assisting with ESG policy and compliance monitoring

Requirements

  • Previous exposure to compliance or audit roles in a regulated business. Sound understanding of laws, rules and guidance.
  • Understanding of risk management principles and processes.
  • Experience with compliance monitoring activities and thematic reviews.
  • Strong attention to detail, with the ability to ask questions and seek clarification when needed.
  • Impeccable ethics combined with the ability to solve problems.
  • Excellent interpersonal and communication skills, both written and verbal, with the ability to build relationships at all levels.
  • Proactive, solutions-oriented approach with the ability to manage a varied workload independently.
  • Strong administrative skills and proficiency in Microsoft Office (Word, Excel, PowerPoint) and internal systems.
  • Effective time management skills and the ability to work under pressure to meet deadlines.
  • A positive, can-do attitude, demonstrating willingness to take on new challenges and adapt to changing priorities.
  • Prior experience of a regulated compliance role with a solid understanding of FCA regulation including Consumer Duty.

Benefits

  • 25 days holiday + 8 days bank holiday
  • Great pension scheme starting at employee (EE) contribution of 4% with an employer (ER) contribution of 11%. This can flex up to 6% EE contribution and 15% ER contribution
  • Hybrid working policy 2 days from home each week should you want to
  • Car Scheme following passing of probation
  • Private Medical Cover
  • Life assurance scheme
  • Discounts on different retailers
  • Free courtesy bus to and from the offices
  • Free onsite car parking
  • Onsite nursery with discounted prices
  • Well-being hour each month
  • Discounts on Toyota & Lexus Cars
  • Well-being events
  • Volunteer Days
  • Employee assistance programmes
  • Free fruit in the office

Job title

Compliance Specialist

Job type

Experience level

Mid levelSenior

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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