Department Manager for Distribution & Investments leading digital transformation at progressive tech company. Oversight of strategy, team leadership, and stakeholder collaboration for IT solutions.
About the role
- Support Advisor assisting financial advisors and clients at Quadrant Financial Advisors. Handling sensitive communications and advising on financial products and investment services.
Responsibilities
- Handle sensitive communications with members/customers, which may include highly confidential information and effectively respond through verbal and written communications to ensure a high level of customer satisfaction
- Facilitate and/or co-present product specific seminars and/or workshops as necessary
- Identify criteria for fund selection and track against indexes, specifically for WRAP accounts
- Participate in business planning for the Practice as needed
- Counsel and advise prospective and current members/customers on suitable financial products and investment advisory services
- Open and complete product applications
- Conducting substantive research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (e.g. conducting due diligence, etc.)
- Obtain member/customer financial and/or suitability information
- Accepting and/or entering securities trade orders from customers, including unsolicited trade orders
- Explain, discuss or interpret insurance coverage; analyze exposures or policies; provide recommendations
- Issue certificates of insurance, endorsements, binders, commitments, or insurance contracts
- Assist financial representatives in the preparation and follow up for the member/customer meetings
- Collaborate with financial representatives to assist client with product changes
- Participate and drive marketing services including direct-mail, fraternal activities, seminars, meetings
- Additional responsibilities may be assigned in accordance with licensure and business needs
Requirements
- Securities (Series 7 and 66 or Series 7, 63 and 65) and resident state
- Life, Health and Annuities registration
- Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable.
- Must be securities registered/insurance licensed/appointed in all states in which the candidate will be doing support work for the sponsoring financial advisor.
- Must be willing to complete appropriate state training in order to sell Long Term Care if this is determined to be a part of the position or support needs on the sponsoring financial representative.
- Demonstrated customer service orientation/experience, 2+ years preferred
- Ability to handle multiple tasks and maintain a high quality of work while experiencing frequent interruptions
- Ability to maintain integrity of sensitive/confidential information
- Basic understanding of the sponsoring financial advisor our products and services, and Thrivent Financial
- Previous administrative/secretarial experience desired
Benefits
- May be eligible for Thrivent benefit package
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Lead Specialist for Financial Analysis providing insights and decision support for CIO at Transamerica. Managing enterprise wide expense reporting and consolidation across business units.
Senior - level role directing Distribution expense strategy at Transamerica. Shape and execute financial analysis to support Distribution leadership team while aligning with Corporate Finance FP&A.
Project Finance Analyst at Coates Field Service providing finance and accounting support to Project Accounting Group. Preparing project estimates and managing reporting of project cash flow forecasts in Oklahoma City.
Manager in Financial Markets providing advisory services on complex financial structures for clients. Leading teams, mentoring staff, and ensuring project success in a dynamic environment.
Director leading financial advisory services for PwC's Personal Financial Services practice. Responsible for business development, executive client relations, and mentoring future leaders.
Senior Manager in PwC Private, leading projects and advising affluent clients on financial planning. Overseeing a variety of operational processes and driving project success through strategic innovation.
CFO for a Berlin - based EnergyTech company overseeing financial governance and corporate finance initiatives. A strategic partner to the CEO and leadership team in a hybrid work environment.
Senior FP&A Analyst for xScale Investor Reporting at Equinix, facilitating financial and operational reporting processes. Collaborating with cross - functional teams to ensure accurate and timely reporting.
Accounts Receivable Finance Specialist managing revenue accuracy and accounting activities for Hostinger in a role supporting financial audits and process improvements.