Hybrid Middle Office Regulatory Reporting Specialist

Posted 3 months ago

Apply now

About the role

  • Join Phoenix Group as a Regulatory Reporting Specialist in the Middle Office team. Manage compliance for derivatives and securities financing trades under EMIR and SFTR guidelines.

Responsibilities

  • Regulatory Reporting Oversight – Focus on EMIR and SFTR ensuring all in scope trades, valuations and collateral are reported in a timely and accurate manner.
  • Perform any necessary reconciliations and escalate issues and breaches to resolution with internal Phoenix parties as well as 3rd parties.
  • Provide guidance and analysis on technical aspects of reporting requirements (as defined in Validation and asset specific guidance).
  • Analysis of technical fields to be able to extract and identify reporting errors in Trade Repository reports.
  • Production of MI – Design and implement clear and concise MI to give the business confidence in demonstrating Phoenix are regulatory compliant.
  • Key contact for DTCC and vendors related to regulatory reporting.
  • Oversight of our external fund manager regulatory reporting processes.
  • Regulatory Reporting Oversight – Ensuring that reg reporting operational activities are completed and resolving any outstanding issues.
  • Regulatory Reporting Asset Data – Ensuring that trades are correctly captured in internal systems.
  • Live Cycle management – Performing middle office control on regulatory reportable asset trading.
  • Onboarding new systems – Working with our third-party providers to onboard new system capability and set up internal processes to utilise the tools available.
  • Supporting the business in meeting regulatory requirements

Requirements

  • Experience in the financial services industry; experience of managing regulatory reporting processes and detailed and up to date understanding of EMIR reporting regulation.
  • Experience in reporting various Derivative/SFTR product types, lifecycles and collateral models.
  • Regulatory systems and repositories knowledge e.g. Kaizen/DTCC/Unavista.
  • Experience in identifying and resolving reporting breaks directly with counterparties.
  • Experience in producing MI/KPI reporting to demonstrate regulatory compliance.
  • Developing and Enhancing Regulatory Reconciliation tools.
  • Proficient use of MS Excel, Word, PowerPoint and ideally the Aladdin platform.

Benefits

  • circa £65,000 FTE (subject to experience) + pro-rated bonus
  • excellent pension scheme
  • private medical insurance
  • 38 days holiday
  • 12x salary life assurance
  • career breaks
  • income protection
  • 3x volunteering days

Job title

Middle Office Regulatory Reporting Specialist

Job type

Experience level

Mid levelSenior

Salary

£65,000 per year

Degree requirement

Bachelor's Degree

Location requirements

Report this job

See something inaccurate? Let us know and we'll update the listing.

Report job