Manager of IT Business Relationship Management ensuring quality engagement between business stakeholders and IT. Responsible for leading and developing a high - performance team and driving strategic initiatives.
About the role
- Market Supervision Manager at TD Wealth managing supervisory and compliance operations. Collaborating with Wealth Market Leaders for strategic objectives and operational excellence in New York and New Jersey.
Responsibilities
- Manage day-to-day supervisory, compliance and operational aspects of the business
- Partner with Wealth Market Leader(s)
- Lead and implement control, supervisory and operational excellence initiatives
- Ensure timely and effective response to Compliance and Audit Reviews
- Participate in New Hire interview process
- Manage all trade corrections in cooperation with Operations, Compliance and WMLs
Requirements
- Bachelor's Degree preferred
- 5+ years industry experience
- FINRA Series 7, 24 and 66 (or equivalent) required
- 3+ years of relevant supervisory experience in brokerage, annuity, advisory, banking and lending activity
- Broad knowledge base and experience in Financial Services
- Strong Control and Operational experience and knowledge
Benefits
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development
- Reward and recognition
Job title
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Degree requirement
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