Specialist in Regulatory Compliance supporting sustainability initiatives at FERI Group. Responsible for analysis, reporting, and development of sustainable finance products.
About the role
- Manager leading compliance culture initiatives at TD Bank, enhancing a mature culture of compliance across the organization. Overseeing strategic development and execution of compliance programs and initiatives.
Responsibilities
- Lead the development and execution of strategies that reinforce a strong compliance culture
- Design and implement measurable standards and processes for self-assessment and continuous monitoring of compliance culture maturity and effectiveness
- Support the establishment of clear roles, accountability, and governance structures to strengthen compliance ownership
- Develop and drive a comprehensive communication strategy with culture partners
- Own the development and continuous refresh of the Culture Report.
Requirements
- Undergraduate degree or equivalent work experience
- 7+ years of experience
- 3+ years of experience in regulatory compliance, risk management, culture transformation, or organizational change in the financial services industry
- Deep understanding of compliance frameworks, risk culture principles, and regulatory expectations
- Demonstrated success leading cross-functional initiatives focused on behavioral change, compliance culture, or ethics programs
- Strong project management, facilitation, and communication skills
- Must be fluent in English.
Benefits
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Remote work options
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Graduate role in Internal Audit & GRC services at PwC, supporting organisations in regulatory compliance and risk management. Assisting with data analysis, process mapping, and client engagements.
Export Control / Trade Compliance Officer ensuring customs compliance with Australian and U.S. laws. Advising on trade compliance issues and solutions across various projects and teams.
Vice President of Compliance & Regulatory Affairs leading compliance strategy for Cotulla Education. Supporting growth and regulatory compliance across multiple institutions and campuses.
Compliance Officer with focus on AML and compliance tasks at Schulz & Cie. Consulting. Conducting audits, transaction monitoring, and managing regulatory issues in financial services.
Lead compliance and risk management at Thndr Securities Brokerage, ensuring regulatory adherence and overseeing compliance operations. Collaborate with teams to mitigate risks and educate on compliance programs.
Key contributor in Integrated Resource Planning at Duke Energy. Prepare executives for regulatory testimonies on future energy demands and regulatory compliance.
CMC Regulatory professional managing regulatory compliance activities for veterinary biological products at Zoetis. Supporting development and inspections for the new GMS Atlanta site with FDA and USDA expectations.
Compliance Associate supporting Fidelity's Asset Management Compliance operations through various responsibilities in financial services. Engaging in problem - solving and maintaining organizational compliance while collaborating with multiple departments.
CMC Regulatory professional at Zoetis preparing regulatory documentation and ensuring compliance with FDA and USDA regulations. Managing facility documents and participating in cross - functional project improvements.