Regulatory Lead managing data requests and shaping regulatory strategy for VodafoneThree. Collaborating across teams to ensure accurate and compelling regulatory responses and representation.
About the role
- Compliance Testing Manager responsible for independent compliance testing and validation within TD Bank's U.S. Compliance Monitoring and Testing Team. Leading and planning engagements to ensure regulatory compliance and operational effectiveness.
Responsibilities
- Planning and overseeing independent compliance testing
- Leading all phases of testing or validation engagement
- Providing subject matter expertise on compliance controls/processes
- Executing follow-up on findings raised from testing engagements
- Developing strong relationships with key partners
- Maintaining a culture of risk management
Requirements
- 7+ years of experience in regulatory compliance
- Undergraduate degree or equivalent work experience
- Prior testing, audit or business operations experience
- Detail oriented and well-developed organizational skills
- Proficiency with Microsoft Office applications
- CRCM certification preferred
- Knowledge of current and emerging trends in compliance management
Benefits
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Professional development opportunities
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