Audit Manager I specializing in High Risk Financial Crimes at TD. Overseeing audits, leading projects, and collaborating with stakeholders for compliance and assessment.
Responsibilities
Works as an audit subject matter expert and may coach and educate others
Oversees and/or independently performs audits from end-to-end
May lead moderately complex audits and have responsibility for completion of the audit
Undertakes and completes a variety of projects and initiatives, may include the integration of cross functional processes within own area of expertise
Ability to process and handle confidential information with discretion
Requirements
Undergraduate degree required
5+ years of relevant experience
Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
Banking industry audit experience with focus on Financial Crimes Compliance
Relevant professional certifications strongly preferred (e.g., CIA, CRCM, CAMS)
Advanced knowledge of audit standards, procedures, laws, rules, and regulations
Ability to implement and evaluate program/project activities to ensure completion of audit
Ability to work independently as well as collaboratively in a team environment
Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools
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