Compliance & Governance Manager overseeing regulatory matters across jurisdictions for financial services. Managing compliance, governance, and legal affairs while coordinating with external partners and stakeholders.
About the role
- Compliance Data Governance Lead overseeing data governance operations for compliance programs. Managing data quality and facilitating enterprise data decision-making processes in a hybrid work model.
Responsibilities
- Oversee Day-to-Day Data Governance Operations within Compliance
- Direct the deployment of data quality controls by data producers and infrastructure teams
- Ensure data stewards within their area of responsibility are engaged and are executing data governance activities
- Drive enterprise data-decision making processes and facilitate discussion to address conflicting viewpoints
- Guide the Business Unit stewardship needs for information sourcing; provisioning; consumption; standardization; and reporting & analytics
- Drive the resolution of data, information and processing challenges that are having an adverse impact on the operational environment and/or business performance
- Identify opportunities for improvement and incorporate it in the data strategy
- Conduct as-needed alignment meetings on strategic data-driven initiatives
- Support AML, Compliance, and business stakeholders with the development of analytic insights into data governance.
- Leverage strong business and communication skills to identify and resolve data gaps, code issues, while mining data for insights and patterns
- Support ongoing data engineering and database development along with required data transformation activities
- Report data quality issues to the Business Risk Committees
- Confirm data is fit-for-purpose upon landing while engineering data souring requirements
- Manage data provider/consumer relationships to support the usability and quality throughout the supply chain
Requirements
- Bachelor’s degree in a quantitative discipline, such as Mathematics, Physics, Statistics, Finance, Computer Science or related field; advanced degree preferred
- 6+ years of experience in data management, data forensics, reference or transactional data management, data governance, data engineering data architecture, data modeling or data analysis experience
- Experience with data governance tools or products (e.g. Collibra, etc.)
- Experience with MDM tools or products (e.g. SAP MDG, Informatica, etc.) preferred
- Strong SQL experience required; some Python preferred
- Proficiency with Databricks, Actimize, Fircosoft, AWS, , and related database tools and technology preferred
- Proficiency with banking and financial markets preferred
Benefits
- our retirement savings plan (401K) with company match
- insurance coverage including basic life, medical, dental, vision, long-term disability, and other optional additional coverages
- paid-time off including vacation, sick leave, short term disability, and family care responsibilities
- access to our Employee Assistance Program
- incentive compensation including eligibility for annual performance-based awards (excluding certain sales roles subject to sales incentive plans)
- eligibility for certain tax advantaged savings plans
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