Director of Regulatory Vault Operations overseeing GSK’s regulatory systems and leading strategic initiatives. Responsible for compliance and efficiency in regulatory submissions across a global landscape.
About the role
- Risk & Compliance Manager overseeing compliance frameworks at Plenti, a growing fintech lender. Bridging regulatory compliance and operational risk to support sustainable growth.
Responsibilities
- Deliver Plenti’s Risk and Compliance Program
- Bridge regulatory compliance and operational risk
- Develop, implement, and maintain risk and compliance frameworks
- Conduct risk assessments and maintain risk registers
- Lead root cause analysis of operational incidents
- Prepare and deliver risk and compliance reporting to Senior Management
- Monitor and interpret regulatory changes
- Ensure compliance across customer communications and marketing materials
- Maintain and enhance the AML/CTF program
- Conduct AML/CTF risk assessments
- Design and deliver compliance training
Requirements
- Bachelor’s degree in Business, Finance, Law, Risk Management, or a related field
- Proven experience working within a banking or financial services organisation
- Demonstrated experience in organisations holding an Australian Credit Licence and/or Australian Financial Services Licence is highly regarded but not essential
- Proven risk management and compliance expertise within the Australian lending environment, including hands-on experience implementing and monitoring NCCP, AML/CTF, Privacy, and operational risk frameworks
- Experience in operational risk, compliance, or internal audit within a regulated environment
- Strong understanding of Australian regulatory frameworks, including NCCP, AML/CTF, and Privacy legislation
- Experience with risk assessment methodologies and control testing
- Strong analytical, organisational, and decision-making skills
- Excellent communication skills with the ability to engage and influence stakeholders at all levels.
Benefits
- Flexible working
- Volunteer and study leave
- Monthly social events
- Office snacks
- Company Townhalls and D&I initiatives and events
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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