Compliance Officer conducting onsite and remote branch examinations at Aviso Wealth. Join our dynamic team improving the financial well - being of Canadians through compliance oversight.
About the role
- Compliance Analyst focusing on operational analysis, regulatory implementation, and compliance checks for a leading compliance service provider. Based in Munich with a hybrid working model.
Responsibilities
- Conducting KYC and due diligence reviews
- Transaction monitoring, including sanctions and embargo screening
- Operational compliance checks within a regulatory environment
- Regulatory monitoring and analysis of supervisory/regulatory changes
- Performing and documenting risk assessments
- Supporting the implementation of regulatory requirements in client projects
- Assisting with examinations, audits and internal control processes
Requirements
- Entry-level to several years of professional experience in compliance, regulatory affairs or financial services
- Knowledge of relevant regulatory requirements, e.g. EBA guidelines, BaFin notices, MaRisk, DORA, ESMA guidelines, WpIG, WpHG, MaComp
- Completed bachelor's or master's degree (e.g. economics, law, finance or comparable)
- Structured, thorough and analytical way of working
- Interest in regulatory topics and practical implementation
- Team player with a professional, reliable demeanor
Benefits
- Flexible working hours & hybrid work model
- Stable employment
- Company pension plan
- Health and fitness offerings
- Training & development
- Modern workplace
- Autonomy & room to shape your role
- Collegial work environment
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Group Regulatory Policy Manager overseeing regulatory policy strategy and advocacy at Lloyds Banking Group. Collaborating across teams to enhance regulatory insights and communications.
Compliance Assistant Manager supporting regulatory and business change activities at Western Alliance Bank. This role involves oversight, guidance, and collaboration across multiple business lines.
Compliance Specialist in research administration at WashU. Developing knowledge of programs and ensuring compliance with policies and regulations.
Global Regulatory Lead managing regulatory strategies and compliance for new pharmaceutical products. Collaborating with global teams and authorities throughout the product lifecycle.
Manager of Software Audit overseeing software license compliance and SAM capabilities at Gap Inc. Collaborating cross - functionally to analyze software usage and enforce adherence to licensing requirements.
Security Worker responsible for maintaining security at Kauffman Stadium. Conducting patrols, inspections, and collaborating with local authorities for safety management.
Director of US Regulatory Affairs leading end - to - end labeling processes in a biopharmaceutical company. Collaborating with cross - functional teams ensuring compliance in labeling development and management.
Compliance Officer providing proactive regulatory compliance and risk advisory for Canadian Reinsurance businesses. Supporting local teams and managing compliance frameworks for Swiss Re Canada.
Associate Regulatory Reporting role at coni + partner consulting for an international bank, focusing on IFRS and regulatory reporting tasks. Collaboration on worldwide regulatory compliance and reporting processes.