Analyst in KYC team at Nomura handling client onboarding and compliance. Responsible for evaluating documentation and ensuring adherence to AML regulations in financial services.
About the role
- Senior Manager leading oversight testing of financial crimes controls in US business units at RBC. Managing team development, execution of testing programs, and stakeholder communication.
Responsibilities
- Execute the U.S. Financial Crimes Oversight Testing Schedule on time
- Provide management timely reporting and escalation on results of oversight testing within established internal KPIs
- Manage the regular oversight testing of key financial crime program controls and communicate the test plan and testing status with stakeholders
- Develop Team Members: Enhance and develop team member’s capability around oversight testing
- Provide leadership, coaching, and personal development support
- Initiate and promote value-added change
- Proactively identify personal development opportunities
- Support the identification of areas of enhancement and efficiency in the testing program
- Participate in strategic discussions to drive efficiency / productivity through testing initiatives
- Assist with the execution of strategic changes in the Financial Crimes Oversight Testing Program as required
- Establish, develop, and maintain strong relationships with internal and external partners
Requirements
- Must have 5-7 years of experience in AML, 2nd line, or audit control testing function
- Experience as an AML SME within an Audit/Testing Function
- Experience in planning and executing complex AML/Compliance testing programs
- Strong understanding of the U.S. AML regulatory landscape
- Very Strong analytical skills, written and oral communication skills, and business writing experience
- Understanding of basic data analytic concepts and tools and a desire to learn advanced data analytics skills
- In-depth knowledge of major financial institutions products and services (Capital Markets, Wealth Management, Banking)
- Nice to Have Certified Anti-Money Laundering Specialist (CAMS)
- Nice to Have Certified Internal Auditor (CIA)
- Nice to Have Certified Financial Crimes Specialist (ACFS)
- Nice to Have Working background/experience with the major business segments of RBC or other FIs
Benefits
- A comprehensive Total Rewards Program including bonuses and flexible benefits
- Competitive compensation
- Commissions
- Stock where applicable
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Opportunities to build close relationships with clients
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Analyst in KYC team at Nomura focusing on client onboarding and compliance for financial services. Evaluating client documents and conducting background screenings in a regulated environment.
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