Hybrid Director of Compliance

Posted 2 weeks ago

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About the role

  • Director of Compliance designing and leading compliance programs at Norm Ai. Enforcing legal and ethical obligations while collaborating closely with Security and Legal teams.

Responsibilities

  • Design, build, and lead the company’s legal, ethical, regulatory, and data compliance program
  • Oversee behavioral compliance, professional responsibility obligations, privacy and data governance, and regulatory compliance
  • Act as the authoritative compliance voice for the company, translating legal and regulatory obligations into policies and operational requirements
  • Build and sustain a culture of compliance, accountability, and ethical decision-making across the organization
  • Develop and deliver training to ensure employees understand their legal, ethical, and data-handling obligations
  • Partner closely with the Security team to translate regulatory, legal, and data governance requirements into security and access control expectations

Requirements

  • J.D. from recognized law school
  • 8+ years of experience in regulatory, legal, or compliance leadership roles within financial services, insurance, legal services, or a similarly regulated industry
  • Deep experience in professional responsibility, ethical compliance, insider trading/MNPI governance, privacy law, and data governance
  • Experience defining and governing data classification and handling requirements from a policy and legal perspective
  • Demonstrated ability to operationalize compliance requirements into policies, governance frameworks, and organizational processes
  • Proven experience conducting compliance investigations and remediation efforts
  • Excellent communication skills, including advising senior leadership and working cross-functionally with both technical and non-technical teams

Benefits

  • Comprehensive benefits package includes health, dental, hospital, accident, and vision coverage
  • 401(k) plan with employer match
  • Relocation reimbursement for candidates moving to NYC
  • Competitive salary along with equity compensation
  • Opportunities for professional growth in a fast-paced learning environment

Job title

Director of Compliance

Job type

Experience level

Lead

Salary

$270,000 - $310,000 per year

Degree requirement

Professional Certificate

Location requirements

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