Director of Compliance designing and leading compliance programs at Norm Ai. Enforcing legal and ethical obligations while collaborating closely with Security and Legal teams.
Responsibilities
Design, build, and lead the company’s legal, ethical, regulatory, and data compliance program
Oversee behavioral compliance, professional responsibility obligations, privacy and data governance, and regulatory compliance
Act as the authoritative compliance voice for the company, translating legal and regulatory obligations into policies and operational requirements
Build and sustain a culture of compliance, accountability, and ethical decision-making across the organization
Develop and deliver training to ensure employees understand their legal, ethical, and data-handling obligations
Partner closely with the Security team to translate regulatory, legal, and data governance requirements into security and access control expectations
Requirements
J.D. from recognized law school
8+ years of experience in regulatory, legal, or compliance leadership roles within financial services, insurance, legal services, or a similarly regulated industry
Deep experience in professional responsibility, ethical compliance, insider trading/MNPI governance, privacy law, and data governance
Experience defining and governing data classification and handling requirements from a policy and legal perspective
Demonstrated ability to operationalize compliance requirements into policies, governance frameworks, and organizational processes
Proven experience conducting compliance investigations and remediation efforts
Excellent communication skills, including advising senior leadership and working cross-functionally with both technical and non-technical teams
Benefits
Comprehensive benefits package includes health, dental, hospital, accident, and vision coverage
401(k) plan with employer match
Relocation reimbursement for candidates moving to NYC
Competitive salary along with equity compensation
Opportunities for professional growth in a fast-paced learning environment
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