Specialist in Regulatory Compliance supporting sustainability initiatives at FERI Group. Responsible for analysis, reporting, and development of sustainable finance products.
About the role
- Compliance Officer shaping compliance frameworks at fintech-focused healthcare tech firm. Overseeing regulatory adherence and collaboration with legal counsel.
Responsibilities
- Drafting compliance policies and procedures
- Lead in implementing the Company’s financial/legal Compliance Program
- Conduct research with respect to compliance and regulatory issues; develop new compliance initiativesInteract with the business and product teams to provide advice and guidance
- Provide training to employees during induction, annual and ad hoc compliance trainings, including the preparation and updating of materials
- Assist with regulatory examinations, inquiries, investigations, internal audits and projects, as necessary
- Undertake and lead special compliance related projects involving various inter-department stakeholders
- Conduct reviews as part of the Company’s overall compliance programOrganize and administer the Firm’s committee governance program and documentation
- Monitor regulatory changes, updates and industry-wide compliance initiatives
- Review and analyze reports generated by the Firm’s surveillance systems
- Improve internal compliance reports by identifying/closing any potential gaps, automating workflows/processes
Requirements
- Bachelor’s degree from an accredited university or college with a strong academic record; Paralegal experience a plus.
- 3+ years of experience in compliance experience, including at a financial institution, fintech or technology startup
- Superior verbal and written communication, as well as analytical and problem solving skills
- Experience with cybersecurity, data privacy and information security preferred
- Experience or familiarity with the NMLS licensing platform and requirements highly preferred
- Experience in working with different technology applications such as MS PowerPoint, Excel, Tableau, any other relevant data analytics tools preferred
- Good team player with a strong willingness to participate and help others.
Benefits
- Equity - Everyone at Nitra is an owner. When the company wins, you win.
- Competitive Salary - You’re the best of the best, and your salary will reflect your experience and reward your contributions to Nitra.
- Health Care - Your health comes first. We offer comprehensive health, vision, and dental insurance options.
- Retirement Benefits - Your financial stability matters to us so we provide a generous employer 401K match.
- Nitra maintains a hybrid work policy, with team members working from the office four days per week and Wednesdays designated as a work-from-home day.
Job title
Job type
Experience level
Salary
Degree requirement
Tech skills
Location requirements
Export Control / Trade Compliance Officer ensuring customs compliance with Australian and U.S. laws. Advising on trade compliance issues and solutions across various projects and teams.
Graduate role in Internal Audit & GRC services at PwC, supporting organisations in regulatory compliance and risk management. Assisting with data analysis, process mapping, and client engagements.
Vice President of Compliance & Regulatory Affairs leading compliance strategy for Cotulla Education. Supporting growth and regulatory compliance across multiple institutions and campuses.
Compliance Officer with focus on AML and compliance tasks at Schulz & Cie. Consulting. Conducting audits, transaction monitoring, and managing regulatory issues in financial services.
Lead compliance and risk management at Thndr Securities Brokerage, ensuring regulatory adherence and overseeing compliance operations. Collaborate with teams to mitigate risks and educate on compliance programs.
Key contributor in Integrated Resource Planning at Duke Energy. Prepare executives for regulatory testimonies on future energy demands and regulatory compliance.
CMC Regulatory professional managing regulatory compliance activities for veterinary biological products at Zoetis. Supporting development and inspections for the new GMS Atlanta site with FDA and USDA expectations.
Compliance Associate supporting Fidelity's Asset Management Compliance operations through various responsibilities in financial services. Engaging in problem - solving and maintaining organizational compliance while collaborating with multiple departments.
CMC Regulatory professional at Zoetis preparing regulatory documentation and ensuring compliance with FDA and USDA regulations. Managing facility documents and participating in cross - functional project improvements.