Hybrid Communications Compliance Consultant

at MassMutual

• Job title: Communications Compliance Consultant
• Job type: Full Time
• Experience level: Mid level, Senior
• Salary: $88,300 - $115,900 per year
• Degree requirement: Bachelor's Degree
• Location requirements: Hybrid, Springfield, United States

About the role

• Communications Compliance Consultant responsible for reviewing marketing materials and ensuring compliance with regulations at MassMutual. Fostering collaborative relationships with business and field partners.

Responsibilities

• Reviewing advertising and marketing material submitted by Financial Professionals
• Conducting reviews of marketing material created from Home Office business partners
• Managing communications compliance risk for the Company
• Fostering and sustaining collaborative business partner and field office relationships
• Focusing on bringing business/field partners additional resources to assist them with material creation and submission
• Striving to improve efficiency through continuous improvement efforts

Requirements

• Series 7 and 24 registrations at time of application.
• 3+ years of Broker Dealer and/or Corporate Registered Investment Adviser experience
• Bachelor's degree
• Advertising review experience a plus
• Proficient in Microsoft Office Suite
• Possesses a can-do attitude, has a passion for delivering outstanding customer service, and has a solutions-oriented, collaborative, and risk-based mindset and can operate within “the gray.”
• Is empathic to the needs and goals of our business and field partners and demonstrates a sense of urgency when handling material reviews.
• Motivated self-starter, excellent verbal and written communication skills, problem solver, organized, and can work autonomously once trained and with limited coaching.
• Team player, who can work collaboratively with business and field partners to develop or modify business operating policies and procedures to help ensure compliance with applicable regulations.
• Demonstrated ability to champion and adapt quickly to change, increasing data literacy, and increasing utilization of technology and automation including in the artificial intelligence space.

Benefits

• Regular meetings with the Communications Compliance Team
• Focused one-on-one meetings with your manager
• Networking opportunities including access to Asian, Hispanic/Latinx, African American, women, LGBTQIA+, veteran and disability-focused Business Resource Groups
• Access to learning content on Degreed and other informational platforms