Business Unit Compliance Analyst at Regions managing compliance with regulations across various business units. Conducting research and training to ensure adherence to legal requirements and internal policies.
About the role
- Vice President of Compliance Governance overseeing compliance governance and risk management within financial services operations. Leading frameworks, reporting, and strategic partnerships with senior leadership.
Responsibilities
- To lead the governance and oversight function within the Compliance department
- Ensure robust compliance frameworks, effective risk management, and transparent reporting
- Oversee and maintain a comprehensive compliance governance framework
- Lead the development and execution of enterprise-wide compliance oversight programs
- Manage the governance and operations of compliance-related committees
- Act as a strategic partner to business units, control functions, and senior leadership
Requirements
- Minimum 12 years of experience in compliance, governance, or risk management within financial services
- At least 5 years in a senior leadership role with global or regional oversight responsibilities
- Proven experience in managing compliance governance frameworks and regulatory reporting
- Bachelor’s degree in Law, Finance, Business Administration, or a related field
- Advanced degree or professional certifications (e.g., ICA, CAMS, CRCM, CCEP) preferred
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
- Professional development
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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