Compliance Officer with focus on AML and compliance tasks at Schulz & Cie. Consulting. Conducting audits, transaction monitoring, and managing regulatory issues in financial services.
About the role
- Compliance Officer ensuring regulatory adherence for portfolio management at Manulife Investment Management. Responsible for monitoring portfolios and liaising with business partners on compliance issues.
Responsibilities
- Provide compliance monitoring and reporting in support of the Manulife Investment Management Global Compliance Program
- Responsible for portfolio monitoring of individual US, Canada and UK portfolios
- Liaise with business partners on the development and launch of new products
- Support the compliance team in responding to audits and regulatory reviews
- Create and prepare memos, reports and bulletins communicating regulatory updates
- Cross-train and provide back-up to other Compliance Officers
Requirements
- Bachelors degree
- Successful completion of the Canadian Securities Course or relevant work
- Ability to develop and maintain strong relationships with compliance team members
- Excellent organizational skills with the ability to meet deadlines in a fast paced environment
- Ability to work with multiple objectives, and conflicting priorities
- Ability to readily recognize the impact of current or potential compliance issues
- Strong written and verbal communication skills
Benefits
- Health insurance
- Dental
- Mental health
- Vision
- Short- and long-term disability
- Life and AD&D insurance coverage
- Adoption/surrogacy and wellness benefits
- Employee/family assistance plans
- Retirement savings plans
- Paid time off
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