Compliance Officer ensuring regulatory adherence for portfolio management at Manulife Investment Management. Responsible for monitoring portfolios and liaising with business partners on compliance issues.
Responsibilities
Provide compliance monitoring and reporting in support of the Manulife Investment Management Global Compliance Program
Responsible for portfolio monitoring of individual US, Canada and UK portfolios
Liaise with business partners on the development and launch of new products
Support the compliance team in responding to audits and regulatory reviews
Create and prepare memos, reports and bulletins communicating regulatory updates
Cross-train and provide back-up to other Compliance Officers
Requirements
Bachelors degree
Successful completion of the Canadian Securities Course or relevant work
Ability to develop and maintain strong relationships with compliance team members
Excellent organizational skills with the ability to meet deadlines in a fast paced environment
Ability to work with multiple objectives, and conflicting priorities
Ability to readily recognize the impact of current or potential compliance issues
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