Lead Compliance Engineer managing NERC Compliance responsibilities in Electric Utility industry. Collaborating with compliance teams and business units while enforcing regulatory obligations.
Responsibilities
Coordinate the Compliance team activities on-site at Energy Control Center
Track and maintain Compliance tasks locally
Manage, create and update local Procedures with stakeholders
Assign individual tasks and works with direct manager to establish team goals
Identify new and revised regulatory rules and creates paths of communication to the business
Report and advises on proposed changes on Federal or State regulations.
Provide subject matter expertise and guidance for the business as it relates to Operational Compliance
Manage projects as needed in partnership with the business
Ensure that business areas understand and address all actionable compliance directives and provide proof of implementation to the Compliance team.
Validate action plans proposed by the business areas to ensure risk mitigation and challenge it when not appropriate.
Create action plans targeting violation reductions, including driving proactive changes to SOP's impacting compliance and work with respective leaders to influence action planning and implementation with a continuous improvement mindset
Develop and implement policies and procedures to ensure compliance with company guidelines and industry standards
Assign and coordinate responses to regulatory requests on a timely filing and accurate manner
Establish bridge and communication channels with different stakeholders, including Legal, Regulatory and Compliance staff
Coordinate the development and deployment of proactive self-assessments for compliance risks identification
Act as liaison during Regulatory Audits or Field Visits/Inspections
Participate on recurrent proactive meetings with Regulatory Agencies
Provide updates reporting to all leadership with potential impacts to Gas Business
Monitor and escalates risks to Senior Leadership
Define controls, documentation, and assessment of its effectiveness
Participate in incident investigations in partnership with the business, Legal, Regulatory and Compliance staff
Requirements
Ability to lead teams and work in a team environment
Ability to analyze data, draw conclusions, and make recommendations
Ability to assist and develop employees.
Ability to work in cross functional environmental
Understanding of Electric Utility Industry
Excellent oral and written communication skills
Public presentation skills and ability to summarize concepts presented accordingly
Results oriented
Technical degree and 6+ years total professional experience
Experience with Performance Operational/Metrics
Experience with reporting and tracking deadlines when working across different departments
Chief of Regulation overseeing programmatic and operational activities for Florida's Division of Licensing. Responsible for budget management and ensuring compliance with policies and procedures.
Compliance Business Oversight Manager managing compliance risk at TD Bank. Overseeing Affiliate Transactions Data Review and providing insights on regulatory compliance.
Regulatory Affairs Professional creating clinical evaluation documents for medical devices in a fast - growing biotech company. Collaborating with stakeholders and ensuring compliance with regulations.
Manager overseeing regulatory affairs for a German implant company in facial and trauma products. Ensuring compliance with regulations, preparing submissions, and advising on medical affairs.
Compliance Manager reviewing broker - dealer and registered investment adviser communications for regulatory compliance. Working collaboratively with diverse business partners in a hybrid work environment.
Compliance Officer providing regulatory compliance support within the asset services business line. Managing compliance frameworks and guiding risk owners on regulatory obligations.
EMEA Regulatory Specialist providing regulatory support at Univar Solutions. Alongside a global team to handle customer inquiries and compliance in the chemical sector.
Regulatory Affairs Coordinator maintaining regulatory documents for research projects at Geneva. Overseeing IRB application processes and supporting research staff with documentation and compliance.
Trade Compliance, Customs and Sanctions Manager role providing compliance advisory on trade controls and customs at Vodafone. Key responsibilities include risk management and stakeholder collaboration on global trade activities.
Regulatory Associate at Reckitt ensuring compliance with global regulatory requirements for new product developments. Collaborating to create comprehensive product registration dossiers and navigate regulatory landscapes.