Compliance Student supporting compliance and risk management activities for individual insurance at iA Financial Group. Involves monitoring processes, collaborating with teams, and assisting with compliance tasks.
HL
Hybrid Compliance Associate – Central Compliance
Posted last month
About the role
- Compliance Associate supporting the delivery and evolution of compliance framework at Hayfin. Collaborating with teams firmwide to promote a strong compliance culture.
Responsibilities
- Supporting Code of Ethics oversight, certifications and compliance systems
- Acting as a first point of contact for employee compliance queries
- Assisting with regulatory reporting and management information
- Contributing to monitoring reviews, thematic work and control testing
- Supporting policy updates, regulatory change projects and wider compliance initiatives
- Delivering compliance onboarding and supporting ongoing training
Requirements
- Ideally 4-5 years’ compliance experience within an alternative investment manager or private markets / private credit firm
- Strong knowledge of the UK regulatory framework for asset management businesses
- Experience across areas such as monitoring, Code of Ethics, SM&CR or regulatory change is advantageous
- Clear communicator with sound judgement and strong attention to detail
- Organised and comfortable managing multiple priorities in a fast-paced environment
- Collaborative, proactive and keen to broaden your exposure across the Compliance function
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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