VP & Compliance Officer III responsible for compliance support at Open Bank. Delivering compliance testing and training while managing regulatory requirements in the financial sector.
HL
Hybrid Compliance Associate – Central Compliance
Posted 12 hours ago
About the role
- Compliance Associate supporting the delivery and evolution of compliance framework at Hayfin. Collaborating with teams firmwide to promote a strong compliance culture.
Responsibilities
- Supporting Code of Ethics oversight, certifications and compliance systems
- Acting as a first point of contact for employee compliance queries
- Assisting with regulatory reporting and management information
- Contributing to monitoring reviews, thematic work and control testing
- Supporting policy updates, regulatory change projects and wider compliance initiatives
- Delivering compliance onboarding and supporting ongoing training
Requirements
- Ideally 4-5 years’ compliance experience within an alternative investment manager or private markets / private credit firm
- Strong knowledge of the UK regulatory framework for asset management businesses
- Experience across areas such as monitoring, Code of Ethics, SM&CR or regulatory change is advantageous
- Clear communicator with sound judgement and strong attention to detail
- Organised and comfortable managing multiple priorities in a fast-paced environment
- Collaborative, proactive and keen to broaden your exposure across the Compliance function
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Trust & Wealth Compliance and Reporting Specialist at Peoples Bank ensuring fiduciary compliance and reporting functionality. Collaborating with various departments to maintain regulatory readiness and proper reporting.
Compliance Manager overseeing Regulation E compliance risk management at Truist Financial Corporation. Leading a compliance program and collaborating with senior management and regulatory agencies.
IT Security Specialist combining security architecture with operational analysis at Trafikförvaltningen. Supporting modern public transport's IT security needs while ensuring compliance and risk management.
Compliance Associate coordinating state and federal regulatory examinations for Better Mortgage. Leading interactions and oversight within Regulatory Strategy & Operations team in a high - growth role.
Director of Global Trade Compliance leading US trade compliance strategy for Smith+Nephew. Managing team and compliance with US import/export regulations and trade policies.
Regulatory Affairs Specialist at DentalMonitoring ensuring compliance for medical devices and managing regulatory strategies. Participating in quality compliance communications and documentation for market approval.
Managing Consultant ensuring compliance with environmental standards for California’s energy projects. Guiding client strategies and leading multidisciplinary teams for regulatory challenges.
NERC Compliance Lead Analyst ensuring compliance with North American Electric Reliability Corporation standards at AES. Supporting the development and implementation of compliance programs for reliable operation of the Bulk Electric System.
Regulatory Affairs Specialist generating regulatory submissions and managing compliance for medical device engineering projects at Teleflex. Ensuring adherence to FDA and Health Canada regulations with effective project timelines.