Compliance Manager at Chip developing and overseeing compliant financial product propositions. Engaging closely with product teams and regulatory submissions to support innovative wealth management solutions.
Responsibilities
Shaping new propositions directly with the business.
Driving a compliant and innovative approach within new product offerings.
Reviewing and updating policies, monitoring and governance frameworks.
Building strong relationships with first line teams.
Seeking out knowledge of AI and technical innovations.
Horizon scanning and reviewing PRA and FCA policy statements.
Requirements
Strong written skills and excellent attention to detail.
Comfortable drafting regulator-ready documents with minimal support.
Legal qualification highly desirable.
Thorough experience in the investments and wealth space.
Solid knowledge of FCA Financial Advice rules.
Keen interest in innovation in financial guidance and advice, including AI and Large Language Models.
Working knowledge of consumer financial promotions regulation including COBS and BCOBS rules is beneficial.
Benefits
Discretionary Performance-Related Bi-Annual Bonus of up to 10% (Cash) and 5% (Shares)
Workplace pension scheme - contributing 5% on earnings up to £50,000
Private medical insurance (medical history disregarded)
Employee Assistance Programme
Cycle to work scheme
Season ticket loan
Free ChipX subscription for UK-based employees
28 days holiday plus bank holidays, plus the days between Christmas and New Year
Annual training budget for courses, workshops, or conferences
£30 per month Chip Fitness Benefit to suit your Mental/Physical Wellbeing
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