About the role

  • Corporate Compliance and Thematic Manager leading compliance and investigations at FCA. Overseeing regulatory work and promoting market integrity while managing a high-performing team.

Responsibilities

  • Leading the CCT team – setting strategic direction, aligning with wider Primary Markets objectives and ensuring delivery against departmental goals
  • Overseeing compliance and casework under the UK listing regime, managing thematic reviews, proactive detection work and investigations into potential misconduct
  • Driving forward strategic and thematic priorities, identifying emerging risks and adapting to the changing regulatory and political landscape
  • Managing complex ESG and sustainability-related cases, including potential greenwashing and public or civil society complaints
  • Developing and embedding a data and knowledge strategy, using analytics to enhance risk detection, prioritisation and evidence-based decision-making
  • Building strong stakeholder relationships across the FCA, with listed companies, advisers and regulatory partners to maximise impact
  • Fostering an inclusive, high-performing culture, supporting the development and wellbeing of your team
  • Representing the CCT team in key forums and policy discussions, influencing the FCA’s approach to market integrity and corporate governance

Requirements

  • Previous experience in asset management, capital markets, or corporate finance
  • Experience in primary markets investigations or listed company regulatory work
  • Proven ability in project management or horizon scanning
  • Excellent communication and stakeholder management skills, including engagement with senior stakeholders
  • Strong ability to prioritise, manage and deliver across multiple cases and projects, identifying key risks and stakeholder interests
  • Effective decision-making and escalation skills
  • Experience in process development and continuous improvement
  • Creative, solutions-focused approach to complex problem-solving
  • Proven experience in staff development and talent management
  • Strong understanding of the UK listing and market abuse regimes, with awareness of evolving ESG requirements for listed companies

Benefits

  • 28 days annual leave plus bank holidays
  • Hybrid model with up to 60% remote work
  • Non-contributory pension (8–12% depending on age) and life assurance at eight times your salary
  • Private healthcare with Bupa, income protection and 24/7 Employee Assistance
  • 35 hours of paid volunteering annually
  • A flexible benefits scheme designed around your lifestyle

Job title

Corporate Compliance and Thematic Manager

Job type

Experience level

Junior

Salary

£72,100 - £128,800 per year

Degree requirement

Bachelor's Degree

Location requirements

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