Compliance Manager overseeing Regulation E compliance risk management at Truist Financial Corporation. Leading a compliance program and collaborating with senior management and regulatory agencies.
About the role
- Senior Compliance Analyst at Clio focusing on compliance program automation and risk management initiatives. Collaborating with cross-functional teams to enhance compliance effectiveness.
Responsibilities
- Designing and implementing Clio’s control automation initiatives
- Ongoing auditing and reporting on Clio’s compliance program state
- Working on cross-functional technology and business stakeholders to develop practices and outcomes that are aligned with our compliance objectives
- Create metrics and track program effectiveness and efficiency
- Lead the discussion and strategize effective adoption of changes that may affect Clio
- Participating in gap assessments, compliance readiness, and compliance monitoring
- Maintenance, support, and reporting on the Risk Management program
- Working with the Privacy Program Manager to identify and resolve privacy compliance issues within the product
- Collaborating cross-functionally with technology and business stakeholders to discover, track, and resolve impact assessments and ensure effective security practices
- Leading or conducting internal compliance assessments and coordinating external compliance audits
- Understanding where compliance requirements should be met, and where we must exceed
- Weigh in on the vendor risk management process
- Mentor junior team members to assist in leveling-up the team’s depth of knowledge and capabilities
- Demonstrating a keen interest in improving your craft by using AI
Requirements
- seasoned compliance professional with a keen interest in process automation
- experience in designing and implementing compliance programs
- previously worked through audits and conducted audits
- generated metrics on compliance program status
- strong focus on optimization through consolidation and automating assessments
- a healthy curiosity that enables you to learn the why behind a decision, as well as the why-not
- excellent interpersonal, written, and oral communication skills
- Security or Audit Certifications such as CISSP, CISM and/or CISA
- familiarity with Information Security principles, knowledge of IT processes (e.g. Change Management)
- strong product and project ownership skills
- vendor Management, Incident Management, Risk Assessment/Management, Data Privacy Operations
- excellent analytical and research skills with strong attention to detail
- previous experience with GRC or compliance tools (e.g. OneTrust, Standard Fusion, Drata, Vantai, ZenGRC, Fusion Framework, Securiti.ai)
Benefits
- Competitive, equitable salary with top-tier health benefits, dental, and vision insurance
- Hybrid work environment, with expectation for local Clions (Vancouver, Calgary, Toronto, Dublin and Sydney) to be in office min. twice per week.
- Flexible time off policy, with an encouraged 20 days off per year.
- $2000 annual counseling benefit
- RRSP matching and RESP contribution
- Clioversary recognition program with special acknowledgement at 3, 5, 7, and 10 years
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