Compliance Business Oversight Manager managing compliance risk at TD Bank. Overseeing Affiliate Transactions Data Review and providing insights on regulatory compliance.
About the role
- Compliance & Controls Officer performing internal/external controls for compliance at Deutsche Börse Group. Ensuring communication and supporting audit processes in Prague's Compliance Function.
Responsibilities
- Perform, coordinate and structure internal/external controls according to the Group Compliance mandate
- Ensure and coordinate comprehensive communication between internal business lines and other control functions and Group Compliance
- Support the annual compliance control planning and ensure timely and adequate reporting and (ad-hoc) escalation to line management
- Review compliance relevant audit reports and track / follow-up of findings and remediation actions
- Support continuous improvement and optimisation of compliance processes and procedures
- Support the team in coordinating current internal / external audits and preparing reports as well as with administrative issues including data collection, status update related to open findings
Requirements
- Successfully completed university degree in economics, finance or law or relevant comparable qualification
- Practical experience in audit or control functions and control testing
- Strong analytical skills and attention to detail
- Organizational and negotiation skills, including ability to present complex matters clearly
- Proficiency in written and spoken English is required
- Dedication, team and communications skills, flexibility, and competent handling of MS Office applications
Benefits
- Hybrid Work and Flexible working hours
- Work from abroad - 12 days of remote work from EU countries per year
- Group Share Plan - discount on company shares
- Pension fund contribution - 3% of your gross salary (5% after 5 years with us)
- Health & Wellbeing - fully covered Multisport card, life & accident insurance, sick days and 100% salary contribution during sick leave (up to 56 days)
- 25 vacation days
- Mobility - fully covered public transport in Prague & free parking
- Flexible Benefit Account (Pluxee) - 1200 per month
- Personal Development - annual budget of €690
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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