Assistant Vice President responsible for executing audits in the Global Financial Crimes department at MUFG. Ensuring compliance with regulations and best practices in financial crime risk management.
About the role
- AVP Financial Crime Controls SME at a Tier 1 financial services organisation focusing on controls testing and improvement activities.
Responsibilities
- Support control testing activity across Financial Crime risk areas
- Execute controls testing across Financial Crime and wider risk & control environments
- Review and challenge control design and operational effectiveness
- Assess transaction monitoring processes, systems, and outputs to identify control gaps
- Interrogate documentation for completeness, accuracy, and regulatory alignment
- Identify control weaknesses and support remediation and improvement activities
- Work with stakeholders to ensure controls are appropriately tested and evidenced
- Maintain clear audit trails and testing documentation
Requirements
- 5+ years of experience in financial services
- Financial Crime risk management experience
- Exposure to transaction monitoring frameworks
- Experience with regulatory remediation programmes
- Understanding of Financial Crime controls and testing methodologies
- Strong attention to detail
- High levels of numeracy
- Strong literacy and comprehension skills
- Analytical mindset with the ability to assess systems and processes
- Audit or assurance background (desirable)
Benefits
- Hybrid – 2 days onsite
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Partner in Financial Crimes, Risk & Compliance at Guidehouse advising top - tier financial services clients. Drive client relationships and lead strategic financial solutions to enhance value and achieve results.
Manager overseeing financial crimes risk assessments for City National Bank and its subsidiaries. Supporting compliance and governance in relation to financial crime - related program requirements.
Senior Manager executing Financial Crimes Risk Assessments for CUSO, focusing on AML, Sanctions, and ABAC compliance. Ensuring data quality and documenting risk assessment processes with stakeholders.
Financial Crimes Investigator conducting investigations into fraudulent activities at Truist. Ensuring compliance with laws while managing risk and analyzing suspicious transactions.
Conduct investigations into potentially fraudulent and/or suspicious activities in financial services. Ensure compliance with laws and regulations while analyzing high - risk transactions.
Financial Crimes Investigator II at Truist, focusing on potentially fraudulent activities and compliance with laws through investigations. Collaborating with leadership to ensure risk management and loss prevention.
Deputy Money Laundering Reporting Officer ensuring compliance with AML laws and regulations in Crown Dependencies. Collaborating with regulators and supporting business growth in financial crime risk framework.
Financial Crimes Specialist at Vanguard conducting investigations into suspicious financial activities. Mentoring team members and ensuring compliance within AML regulations while staying updated with industry trends.
AML Compliance Advisor providing guidance on compliance risks and supporting advisory processes at Capital One. Involves risk management, data analysis, and regulatory compliance evaluations.