Overseeing compliance inspections for an investment management company. Supporting the development and maintenance of compliance processes and providing guidance on regulatory implications.
About the role
- Compliance Associate at Coinbase conducting high-risk investigations involving blockchain analytics and financial crime expertise. Regularly engages in detailed documentation and compliance processes.
Responsibilities
- Leverage blockchain analytics and financial crime expertise to conduct investigations
- Conduct reviews of higher risk cases referred by partner teams
- Apply investigatory techniques to complex fact patterns
- Evaluate AML and fraud-related alerting activity
- Conduct Continuing Activity Reviews (CARs) of customer activity
- Initiate 314(b) requests and enhanced due diligence (EDD) requests
- Analyze KYC information and conduct due diligence research
- Maintain detailed documentation for compliance
Requirements
- Bachelor’s degree or equivalent
- 3-5 years relevant experience (conducting AML investigations, SAR preparation and filing)
- Cryptocurrency or blockchain experience
- Ability to apply investigatory techniques to ambiguous fact patterns
- Detailed understanding of a broad range of financial products
- Ability to deal with confidential client and third party information
- Exceptional written and research skills required
- Ability to communicate effectively with regulatory agencies and management
Benefits
- Full time offers include bonus eligibility + equity eligibility + benefits (including medical, dental, vision and 401(k))
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Corporate Compliance Analyst joining Vantage Data Centers to support a global compliance program with a focus on third party due diligence and risk management methodologies.
Compliance Assistant managing sales data delivery to contracted vendors. Conducting data quality checks and maintaining vendor relationships at Hudson.
Ethics & Compliance Manager leading compliance activities and protecting KONE’s reputation. Driving implementation of ethical programs across KONE India with focus on integrity and compliance.
Manager/Director, Technical Regulatory managing regulatory submissions for pharmaceutical products. Ensuring compliance with local and global standards in order to support timely approvals.
Corporate Compliance Clerk supporting Business Law team in London, Ontario, maintaining minute books and preparing corporate documentation. Requires 3+ years' experience and offers a hybrid work arrangement.
Senior Regulatory Specialist managing regulatory activities for pharmaceutical CMC projects. Collaborating with diverse teams and ensuring timely delivery of regulatory documentation and compliance.
Director of Regulatory Affairs leading drug product regulatory strategy and team management. Ensuring compliance and managing communication with FDA and regulatory bodies in a pharma environment.
Senior Project Engineer focusing on GMP Compliance in the Life Sciences sector. Responsible for project planning, execution, and client communication in Mannheim, Germany.
Senior Consultant managing Compliance projects in the medical devices sector with a focus on Quality & Regulatory. Collaborating with a dynamic team in a leading GMP - expert company.