Senior Consultant managing regulatory and audit activities for CIBC’s Technology Infrastructure and Innovation business. Collaborating across teams to ensure compliance with US regulations and enhance audit management programs.
Responsibilities
Oversee and manage all US regulatory requests for information, regulatory and audit examinations, special projects, and ad-hoc deliverables
Ensure all US regulatory and audit engagements are tracked, coordinated, and completed efficiently
Simultaneously handle numerous initiatives and deadlines
Work closely with internal stakeholders in Canada and the US
Prepare clear, concise, and impactful documentation for executive management, regulators, internal audit, and other stakeholders
Act as a trusted advisor, providing guidance on regulatory and audit requirements
Identify opportunities to enhance the Regulatory and Audit Management Programs
Develop and deliver training sessions
Track developments, analyze trends, and provide regular updates to senior leadership
Oversee the remediation of regulatory issues
Requirements
5+ years of experience in financial services
Background in Compliance, Risk Management, Project Delivery, and/or Internal Audit
Deep knowledge and experience in US regulatory principles, practices, and policies relevant to the financial industry
Exceptional communication and critical thinking skills
Benefits
Medical
Dental
Vision
Health Savings Account
Life Insurance
Disability
Other Insurance Plans
Paid Time Off (including Sick Leave, Parental Leave, and Vacation)
Construction Compliance Coordinator ensuring safety compliance for Edward Don projects. Responsible for vendor setup, documentation, and collaboration with various departments on compliance matters.
Analista Compliance overseeing ethics and privacy compliance activities at Kumon. Ensuring adherence to legal regulations and internal policies in a multinational education organization.
Director overseeing Health Care compliance strategies in MedTech at Johnson & Johnson. Leading efforts for compliance, risk management, and operational excellence in healthcare innovations.
Senior Regulatory Affairs Program Lead managing data strategy for Johnson & Johnson's Surgery group. Supporting regulatory processes and data strategies in hybrid work environment.
Compliance Assistant supporting financial regulations and internal controls at Genial Investimentos. Engaging with regulatory agencies and maintaining internal compliance policies.
Compliance & Governance Manager overseeing regulatory matters across jurisdictions for financial services. Managing compliance, governance, and legal affairs while coordinating with external partners and stakeholders.
Medical & Regulatory Strategy Manager supporting pharmaceutical strategies in Germany. Coordinating projects and managing stakeholder relationships in the healthcare sector.
Compliance Associate leading state and federal regulatory examination activities at Better Mortgage. Coordinating regulatory interactions and serving as a central coordinator for compliance oversight.