Director of Logistics supporting Patrick Industries' logistics operations and ensuring regulatory compliance. Leading improvements in transportation efficiency and managing fleet operations across the U.S. and beyond.
SG
Hybrid Compliance Sanctions Associate
Posted last month
About the role
- Compliance Associate managing sanctions risk within Financial Crimes Prevention Unit at SMBC Group. Overseeing processes related to sanctions list management and compliance with regulatory requirements.
Responsibilities
- Primary responsibility for the sanctions list management process in their department reporting into VP.
- Monitors, performs, coordinates, and oversees all aspects with regard to ongoing list updates including OFAC, MOFA, United Nationals Security Council and other internal lists employed at SMBC.
- Ensures all updates are completed in accordance with procedures and within prescribed service level turn-around times.
- Maintains supporting documents for each process step within a list update
- Escalates to, and works, with Head Office to identity and resolve potential source file data quality issues
- Escalates to, and works, with Technology Teams to resolve potential automated process components
- Escalates to, and works, with upper management and across Americas Division to identity and resolve any issues.
- Participates in application testing and implements system upgrades to ensure the integrity of systems and ongoing processes.
- Makes recommendations to improve efficiency and bring automation to additional aspects of the List Management process.
Requirements
- 5 to 7 years of specialized experience in Financial Services Compliance, Payment System or Money Transfer preferred.
- Previous screening experience.
- Experience with Sanctions List Update processes required
- Experience with project and process automation preferred
- Experience with Dow Jones Factiva preferred
- Preferred BA / BS (or equivalent experience)
- CAMS preferred
- Business fluency in English
- Fircosoft preferred (Continuity, Trust, FMM, and Classic).
- SWIFT Preferred
Benefits
- Competitive portfolio of benefits to its employees
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