Hybrid Principal Auditor, Experienced Senior Auditor, Consumer Lending

at Capital One

• Job title: Principal Auditor, Experienced Senior Auditor, Consumer Lending
• Job type: Full Time
• Experience level: Senior
• Salary: $109,900 - $137,900 per year
• Degree requirement: Bachelor's Degree
• Location requirements: Hybrid, Charlotte, United States

About the role

• Principal Auditor leading operational, compliance, and risk management audits for Capital One's Consumer Lending division. Collaborating with various stakeholders to provide assurance and insights on internal controls.

Responsibilities

• Lead small audits over the Card and Auto Finance business, or own completion of significant components of larger audits
• Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks
• Design and execute appropriate audit procedures to verify the effectiveness of internal controls
• Document auditee processes and procedures, review and analyze evidence, and identify potential issues
• Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery to provide stakeholders with assurance, advice, and insight
• Prepare clear, organized, and complete documentation to support work performed, including draft findings
• Establish and maintain good client and team relations during engagements
• Effectively communicate information and audit progress to team, clients and auditor-in-charge
• Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results
• Proactively take on additional work to support the team when possible
• Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires

Requirements

• Bachelor's Degree or military experience
• At least 3 years of experience in auditing
• At least 3 years of experience in accounting
• At least 3 years of experience in risk management
• At least 3 years of experience in compliance, or a combination
• At least 2 years of experience in leading audits and performing in the role of auditor-in-charge (preferred)
• 2+ years of experience in banking or in financial service (preferred)
• 1+ years of experience in performing data analysis including analyzing large data sets using audit tools (preferred)
• 1+ years of experience in performing compliance audits (preferred)
• 1 + years Audit experience in credit card, payments, operations, auto finance, third party risk management, or any combination (preferred)
• Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA) (preferred)

Benefits

• Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being