Head of Financial Crime driving transformation in financial crime operations for Tandem Bank, a UK digital bank. Leading compliance and risk management while managing a high - performing team.
About the role
- GFC Investigator conducting AML and fraud investigations for Bank of America. Analyzing compliance risks and performing quality control functions in investigations.
Responsibilities
- Completes investigations while overseeing cases meet or exceed closure and quality metrics
- Completes Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement
- Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations
- Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role
Requirements
- Minimum 5 years' experience in financial products & services
- 1 year experience with AML, Risk, or Compliance experience and/or knowledge of financial crimes typologies
- FINRA licenses including the SIE or Series 7 at minimum, or related experience
- Demonstrates an understanding of introducing broker and institutional Brokerage Services, and or alternative investments/large portfolio management
- Knowledge related to retail and/or institutional brokerage products and services and applicable compliance rules and regulations
- BSA knowledge relative to AML or Fraud
- Proficiency in Microsoft Excel / data analytics
- Self-starter capable of analyzing and reporting independently
Benefits
- Health insurance
- Flexible working arrangements
- Professional development opportunities
- 401(k) matching
- Paid time off
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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