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Principal Associate role in Finance Risk Management for Capital One. Responsible for Intercompany Agreement program management and risk management processes with cross - functional collaboration.
About the role
- Client advisor providing comprehensive financial solutions for Bank of America clients. Responsible for advising, planning, and executing tailored financial strategies.
Responsibilities
- providing comprehensive advice and customized solutions to clients
- triaging client leads
- making referrals to business partners based on client needs
- meeting with clients to review financial and investment goals
- building a financial plan
- recommending brokerage products
- applying and expanding knowledge by completing required licenses and trainings
Requirements
- Currently holds Series 7 and 66 (63 and 65 in lieu of 66) licenses
- Minimum of one year of experience in the investments industry
- Minimum of one year of experience working in the financial service industry and/or a sales environment
- Sets and accomplishes goals
- Builds and nurtures strong relationships
- Collaborates effectively with others to get things done
- Communicates effectively and confidently
- Manages goals, navigates complexity, prioritizes tasks
- Thorough and thoughtful in incorporating relevant regulatory due diligence
Benefits
- access to paid time off
- resources and support to our employees
- industry-leading benefits
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