Head of Legal and Regulatory Affairs overseeing legal matters and compliance strategies for Scope Markets. Advising leadership on regulatory risks and leading legal input for global strategies.
Responsibilities
Advise executive leadership on legal and regulatory risk, and the impact of strategic decisions.
Lead legal input into global regulatory strategy, licensing pathways, and international compliance frameworks.
Represent the company in engagements with external counsel, regulators, and cross-border legal authorities.
Monitor and interpret changes in global, regional, and national laws affecting fintech (including banking and crypto) operations.
Draft, review, and negotiate a wide range of commercial agreements.
Handle legal documentation related to investment services and operations (e.g. distribution agreements, ISDA documentation, trading terms).
Provide legal and regulatory guidance for new product development and distribution strategies, including fintech licensing requirements.
Advise on data protection, cybersecurity, and privacy laws (e.g. GDPR, ISO standards) throughout the product lifecycle.
Identify and mitigate legal risks tied to financial services, emerging technologies, and operational expansion.
Conduct legal and regulatory risk assessments to support new business initiatives and product launches.
Collaborate with Compliance, Risk, Finance, and Ops teams to ensure internal controls meet legal and regulatory expectations.
Coordinate external counsel for litigation, dispute resolution, and specialised advisory support.
Handle IP matters, including protection, enforcement, and technology licensing.
Provide legal advice and support across departments (Sales, Tech, Product, HR, Finance, Compliance).
Foster cross-functional collaboration with front office, operations, and tech teams on business-wide initiatives.
Lead and mentor legal team members or legal secondees; promote legal best practices and skill development.
Conduct legal and regulatory research and maintain awareness of industry standards and legislative trends.
Contribute to legal department strategy and assist with ad hoc legal matters as required.
Requirements
A university degree in Law (LLB or equivalent); further qualifications such as an LLM or MBA are advantageous.
Minimum of 7 years’ post-qualification experience within the online trading or fintech sector, with demonstrable exposure to regulatory frameworks and global contracting.
Knowledge and hands-on experience with financial instruments, equities, stock lending and stock borrowing, and derivatives, including swaps, futures, and CFDs.
Familiarity with virtual assets and emerging digital financial products or banking and electronic payment processing will be considered an asset.
Proven experience in managing legal complexity across jurisdictions, including corporate structuring, licensing, and compliance.
Exceptional command of the English language, both written and spoken.
Proficiency with Microsoft Office Suite and working knowledge of legal research tools (e.g. Practical Law, LexisNexis, or similar platforms).
Track record of delivering legal support within fast-paced, innovation-driven environments.
Benefits
Attractive Remuneration: A competitive salary package based on your qualifications, experience, and skills.
Performance-Based Rewards: Annual discretionary bonuses and yearly salary review to recognize and reward your outstanding performance.
Generous Time Off: Annual Leave days to rest and recharge.
Pension Scheme: Company contributions to our provident fund, helping secure your future.
Vibrant Work Environment: Be part of an energetic and diverse multicultural team.
Flexible Work Arrangements: Benefit from our hybrid work model, giving you the freedom to work from home.
Career Growth: Opportunities for continuous personal development and career advancement.
Team Bonding Events: Annual company events and parties to foster connection and engagement among employees.
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