About the role

  • Support daily clearing and operational functions as a detail-oriented professional with strong organizational skills. Coordinate OCC positions and trade accuracy while maintaining business partnerships.

Responsibilities

  • Responsible for ESO and 10b51 processing
  • Responsible for daily balancing of OCC positions and monitor trade activity for errors.
  • Responsible for clearing of trades via DTCC/CNS and pledge securities to OCC.
  • Maintain strong internal and external business partnerships.
  • Supports the OCC relationship, stays close to regulatory changes, tech updates (projects) etc.

Requirements

  • Active FINRA Series 7 license
  • Excellent communication and relationship management skills.
  • FINRA Series 24 (preferred)
  • FINRA Series 4 (preferred)

Benefits

  • vacation time
  • sick time
  • 401(k)
  • health, dental and life insurances

Job title

Senior Service Ops Specialist

Job type

Experience level

Senior

Salary

$66,700 - $91,700 per year

Degree requirement

No Education Requirement

Location requirements

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