Support daily clearing and operational functions as a detail-oriented professional with strong organizational skills. Coordinate OCC positions and trade accuracy while maintaining business partnerships.
Responsibilities
Responsible for ESO and 10b51 processing
Responsible for daily balancing of OCC positions and monitor trade activity for errors.
Responsible for clearing of trades via DTCC/CNS and pledge securities to OCC.
Maintain strong internal and external business partnerships.
Supports the OCC relationship, stays close to regulatory changes, tech updates (projects) etc.
Requirements
Active FINRA Series 7 license
Excellent communication and relationship management skills.
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