Business Unit Compliance Analyst at Regions managing compliance with regulations across various business units. Conducting research and training to ensure adherence to legal requirements and internal policies.
About the role
- Senior Associate managing regulatory compliance for Airwallex's US operations. Key stakeholder in license applications, reporting, and training.
Responsibilities
- Support the Airwallex Group's expansion by managing the regulatory compliance components of license authorization processes
- Act as a key stakeholder in relation to license applications, business plan updates, and information requests between Airwallex and our regulators
- Ensure that our regulatory compliance and integrity risk reporting obligations are maintained for all Airwallex Group entities in the US region
- Support and/or manage on-site exams and inspections (in collaboration with our LRC colleagues)
- Advise the business with respect to regulatory change initiatives with a particular focus on how to effectively manage compliance risk attached to new laws and regulations in the jurisdictions we operate
- Develop policies, processes and provide advice in relation to regulatory risk obligations that exist within the 1st line business
- Manage regulatory compliance risk within the Airwallex Risk Management Framework and associated escalation process (inc. the Group Risk Committee)
- Advise the business in relation to conduct risk and ethics matters (where appropriate) relating to our financial services licenses
- Deliver the Compliance Monitoring Program; Conduct targeted and thematic reviews on a wide range of topics to ensure appropriate organizational maturity
- Deliver the Airwallex Group's Compliance Training for employees and conduct ad-hoc training to specific business areas as required
- Conduct 'Proactive Special Ops' projects to unlock business or operational issues to enable Airwallex to achieve its strategic goals more rapidly
Requirements
- Bachelor's degree with a minimum of 4 years of regulatory compliance experience in a financial institution, FinTech, legal/consulting firm, or combination of the above
- Familiarity with financial regulatory laws, rules, regulations and industry best practices across US and the Americas region
- Data proficiency - ability to work with data and leverage it for strategic decision-making
- Ability to operate strategically and think creatively to solve complex regulatory compliance challenges
- Superior communication skills, with the ability to clearly explain complex topics to a wide range of stakeholders including regulators, executive leadership, and front-line staff
- Experience with developing and/or maintaining a compliance program within a financial institution, preferably in respect of payments activity
- Exposure to licensing processes, regulatory expansion, and RegTech or technology-driven compliance solutions
- Understanding of financial products and related conduct risk, ethics, and controls
Benefits
- medical, dental, and vision insurance
- 401(k) plan
- short-term and long-term disability
- basic life insurance
- well-being benefits
- 20 paid days of vacation
- 12 paid days of company holidays
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